Marjorie S. Mcnair
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marjorie Sacknoff Mcnair, who also goes by Marjorie Sacknoff Mcnair, Marjorie Pam Sacknoff, Marjorie Sacknoff, was a registered financial professional .
Marjorie is a previously registered financial professional and started their career in finance in 1995. Marjorie had worked at 18 firms and has passed the Series 63, SIE, Series 7, Series 10, Series 9 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 24, 2023 - March 26, 2024
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
February 22, 2021 - January 21, 2022
OPPENHEIMER & CO. INC.
January 3, 2020 - February 22, 2021
IMPERIAL CAPITAL, LLC
October 5, 2017 - January 2, 2020
CANACCORD GENUITY LLC
December 7, 2015 - October 2, 2017
XP INVESTMENTS US, LLC
October 14, 2014 - December 28, 2015
HOLISTIC BROKERAGE, LLC
January 30, 2013 - September 5, 2014
BRICKELL GLOBAL MARKETS, INC.
June 27, 2011 - January 15, 2013
ICBC STANDARD SECURITIES INC.
January 3, 2011 - June 15, 2011
KNIGHT CAPITAL AMERICAS, L.P.
May 24, 2010 - January 3, 2011
KNIGHT LIBERTAS LLC
July 15, 2008 - May 12, 2010
ATLAS ONE FINANCIAL GROUP, LLC
June 1, 2006 - June 17, 2008
J.P. MORGAN SECURITIES LLC
July 11, 2005 - June 6, 2006
DEUTSCHE BANK SECURITIES INC.
January 8, 2001 - June 23, 2005
COMMERZ MARKETS LLC
June 1, 1999 - January 11, 2001
CAMBRIDGE INTERNATIONAL SECURITIES, LLC
June 29, 1998 - December 16, 1998
UBS SECURITIES LLC
September 2, 1997 - June 29, 1998
SBC WARBURG DILLON READ INC.
March 30, 1995 - September 2, 1997
SBC WARBURG, INC.
Primary Firm SEC Registration
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
CRD#: 2881 / SEC#: 801-8095, 8-14088
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 8/19/1998
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
CRD#: 2881 / SEC#: 801-8095, 8-14088
Contact information
SEC notice filing (50 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY | SOLE MEMBER | |
| ALBERS, BRETT BERNARD | TREASURER / FINANCIAL AND OPERATIONS PRINCIPAL | 6669890 |
| DOLL, QUENTIN MICHAEL | VICE PRESIDENT - RISK PRODUCTS | 6776231 |
| EULL, BRADLEY LEAHY | SECRETARY | 2969269 |
| KALINOWSKI, DAWN MARIE | VICE PRESIDENT - CHIEF OPERATIONS OFFICER | 2770565 |
| LUND, NICOLE ELLEN | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 4646907 |
| SCHULTZ, DEBORAH ALLISON | VICE PRESIDENT AND CHIEF RISK OFFICER | 7440134 |
| TOMCZAK, BONNIE LYNN | VICE PRESIDENT - WEALTH | 2966038 |
| VALTERS, LAILA M | PRESIDENT AND CEO | 3010005 |
Disclosures
| Regulatory Event | 10 |
| Arbitration | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
