Adam A. Desmond
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Adam Arthur Desmond was a registered financial professional .
Adam is a previously registered financial professional and started their career in finance in 1996. Adam had worked at 8 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 12, 2019 - July 1, 2025
MAGSTAR CAPITAL, LLC
February 24, 2017 - September 16, 2019
STONECREST CAPITAL MARKETS, INC.
February 3, 2016 - February 21, 2017
ASHTON STEWART & CO., INC.
June 16, 2003 - February 4, 2016
FIG PARTNERS, LLC
September 8, 1999 - July 11, 2003
ASG SECURITIES, INC.
June 1, 1999 - August 26, 1999
KEYBANC CAPITAL MARKETS INC.
October 30, 1997 - June 1, 1999
TRIDENT SECURITIES, INC.
June 5, 1996 - November 4, 1997
RAYMOND JAMES & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
MAGSTAR CAPITAL, LLC
CRD#: 297559 / SEC#: , 8-70145
Contact information
FINRA licenses (34 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
