ME
Michael P. Ernst
ERNST & CO. WEALTH MANAGEMENT
Manhattan Beach, CA 90266
Some features on this profile are disabled
CRD#: 2554431
ME
Professional summary
Michael Patrick Ernst is a registered financial advisor currently at ERNST & CO. WEALTH MANAGEMENT, LLC located in Manhattan Beach, California and CLEVERALPHA located in Manhattan Beach, California.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Michael has worked at 3 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. MR. ERNST IS THE CEO OF GUARDIAN PRECIOUS METALS, INC., A PRECIOUS METALS COMPANY ("GUARDIAN") LOCATED AT 11022 SANTA MONICA BLVD., SUITE 280, LOS ANGELES, CALIFORNIA 90025. GUARDIAN WAS INCORPORATED ON JULY 2, 2014 AND IT PROVIDES INVESTMENT GRADE GOLD, SILVER, PLATINUM, AND PALLADIUM FOR SALE TO INVESTORS. MR. ERNST DOES NOT DEVOTE ANY TIME DURING TRADING HOURS WITH THIS OUTSIDE ACTIVITY.
2. ERNST WEALTH MANAGEMENT, INVESTMENT RELATED, 1334 PARKVIEW AVENUE SUITE 100, MANHATTAN BEACH CA 90266, REGISTERED INVESTMENT ADVISER, MANAGING MEMBER.INVESTMENT ADVISER REPRESENTATIVE, JULY 2015, 160 HOURS PER MONTH, 8 HOURS PER DAY, PROVIDE INVESTMENT MANAGEMENT SERVICES AND BUSINESS MANAGEMENT
3.CLEVERALPHA ASSET MANAGEMENT, LLC; INVESTMENT-RELATED; 709 27TH STREET, MANHATTAN BEACH, CA 90266; Digital Investment Management; CONSULTING WEALTH MANAGER; 04/01/2020; APPROX.0 HOURS PER MONTH DURING TRADING; APPROX 2 HOURS PER MONTH;CONSULT ON WEALTH MANAGEMENT PRACTICES; MR. ERNST IS NOT CURRENTLY COMPENSATED AS THE CLEVERALPHA PLATFORM HAS NOT YET BEEN MONETIZED.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Patrick Ernst's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 14, 2015 - Present
ERNST & CO. WEALTH MANAGEMENT, LLC
Office #1: 1334 Parkview Avenue, #100, Manhattan Beach, CA 90266RIA
CRD#: 269911
Manhattan Beach, CA
Current
April 2, 2020 - Present
CLEVERALPHA
Office #1: 1334 Parkview Avenue Suite 100, Manhattan Beach, CA 90266RIA
CRD#: 301620
Manhattan Beach, CA
Past
November 22, 1994 - June 23, 1995
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CL
CLEVERALPHA
CLEVERALPHA | CLEVERALPHA ASSET MANAGEMENT, LLC
CRD#: 301620 / SEC#: 801-117634
RIA
Registered Investment Advisory firm - (11/15/2019 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(7/14/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
CL
CLEVERALPHA
CLEVERALPHA | CLEVERALPHA ASSET MANAGEMENT, LLC
CRD#: 301620 / SEC#: 801-117634
RIA
Registered Investment Advisory firm - (11/15/2019 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Hawthorne, CA
Mailing Address
425 15th Street C3321, Manhattan Beach, CA 90266
Phone number
(310) 293-7837
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 55 |
| AUM (Assets Under Management) | $ 14,993,755 |
Red Flags
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