Matthew J. Platler
Professional summary
Matthew James Platler is a registered financial advisor currently at PLATLER CAPITAL MANAGEMENT LLC located in San Clemente, California.
Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Matthew has worked at 4 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Matthew James Platler's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 7, 2009 - Present
PLATLER CAPITAL MANAGEMENT LLC
July 17, 2000 - May 16, 2003
PRUDENTIAL EQUITY GROUP, LLC
July 13, 2000 - May 16, 2003
PRUDENTIAL EQUITY GROUP, LLC
April 4, 1997 - July 11, 2000
MORGAN STANLEY DW INC.
May 21, 1996 - August 19, 1996
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/7/2009)
Exams
Current Firm
PLATLER CAPITAL MANAGEMENT LLC
CRD#: 148911 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 54 |
| AUM (Assets Under Management) | $ 26,400,000 |
Red Flags
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