Daniel J. Donoghue
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel James Donoghue, who also goes by Daniel Donoghue, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1996. Daniel had worked at 4 firms and has passed the Series 66, Series 63, Series 65, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 15, 2007 - July 23, 2013
DISCOVERY GROUP HOLDING COMPANY, LLC
March 17, 2005 - March 26, 2007
NORTH SKY CAPITAL, LLC
January 20, 2005 - January 11, 2007
PIPER SANDLER & CO.
February 10, 1997 - January 11, 2007
PIPER SANDLER & CO.
November 4, 1996 - January 17, 1997
WILLIAM BLAIR
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DISCOVERY GROUP HOLDING COMPANY, LLC
CRD#: 142863 / SEC#: , 8-67500
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DONOGHUE, DANIEL JAMES | MANAGING MEMBER, FINOP, CHIEF FINANCIAL OFFICER, EXECUTIVE REPRESENTATIVE | |
| MURPHY, MICHAEL ROY | MANAGING MEMBER, PRINCIPAL, CHIEF COMPLIANCE OFFICER | 2636983 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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