William Franklin Snider Jr
Professional Summary
William Franklin Snider JR is a registered financial advisor currently at BROADOAK ASSET MANAGEMENT, LLC located in Bethesda, Maryland and BROADOAK PARTNERS, LLC located in Bethesda, Maryland. William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. William has worked at 3 firms and has passed the Series 65, Series 99TO, Series 62, Series 79TO, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
31 years in the financial services industry
Current & Past Employments
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Current Firm
BROADOAK ADVISORS | POINTOAK ADVISORS, LLC | POINTOAK ADVISORS | BROADOAK ASSET MANAGEMENT, LLC
Contact Information
Main Address
4800 Montgomery Lane Suite 230, Bethesda, MD 20814Phone Number
(301) 358-2692# of Employees
10SEC notice filing (1 States and Territories)
Registered to provide investment advisory services in 1 US states and territories.
Regulatory Assets Under Management
Total Number of Accounts
9AUM (Assets Under Management)
$519,004,574Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
BROADOAK ADVISORS | POINTOAK ADVISORS, LLC | POINTOAK ADVISORS | BROADOAK ASSET MANAGEMENT, LLC
State Registrations and Notice Filings
(7/5/2007)
(9/5/2012)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 62 — Corporate Securities Limited Representative Examination
Passed Jan 2023Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view William Franklin Snider JR's CRS (Customer Relationship Summary).
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