David Archer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Archer was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1995. David had worked at 11 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 24, 2017 - January 22, 2019
RUSSELL INVESTMENTS
October 17, 2017 - January 22, 2019
RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC
October 17, 2015 - September 15, 2017
QUASAR DISTRIBUTORS, LLC
October 12, 2012 - December 8, 2014
AMG FUNDS LLC
October 12, 2012 - December 8, 2014
AMG DISTRIBUTORS, INC.
April 28, 2011 - September 11, 2012
NUVEEN ASSET MANAGEMENT, LLC
April 28, 2011 - September 11, 2012
NUVEEN SECURITIES, LLC
January 5, 2007 - April 25, 2011
CHARLES SCHWAB & CO., INC.
October 13, 2006 - April 25, 2011
CHARLES SCHWAB & CO., INC.
January 4, 1999 - October 13, 2005
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
February 24, 1998 - January 27, 1999
PRUDENTIAL EQUITY GROUP, LLC
May 3, 1995 - April 14, 1997
UBS FINANCIAL SERVICES INC.
Primary Firm SEC Registration
RUSSELL INVESTMENTS
CRD#: 105734 / SEC#: 801-17141
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RUSSELL INVESTMENTS
CRD#: 105734 / SEC#: 801-17141
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 69,312 |
| AUM (Assets Under Management) | $ 62,376,876,918 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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