Michael L. Edmondson
CAPITAL AND PLANNING
Jonesboro, GA 30236
Some features on this profile are disabled
CRD#: 2552747
Professional summary
Michael Lester Edmondson, CFP® is a registered financial advisor currently at CAPITAL AND PLANNING, LLC located in Jonesboro, Georgia and LPL FINANCIAL LLC located in Jonesboro, Georgia.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Michael has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
What are your service offerings?
Retirement Planning
Comprehensive Financial Planni...
Employee and Employer Plan Ben...
Education Planning
Estate Planning
Retirement Income Management
Investment Planning
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 05/11/2017 - Capital and Planning LLC - Business Entity For Tax/Investment Purposes Only - Investment Related - At Reported Business Location(s) - Start Date 04/26/2017 - 60 Hours Per Month/ 8 Hours During Trading 2. 09/14/2022 - Capital and Planning LLC - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 08/31/2022 - 140 Hours Per Month/ During Trading - I provide investment advisory services through Capital and Planning, an independent investment advisor firm. I started this business activity in 08/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 11/03/2022 - Capital and Planning, LLC - Registered Investment Advisor DBA - IAR - Investment Related - At Reported Business Location(s) - Start Date 06/30/2022 - 160 Hours Per Month/ 8 Hours During Trading - I provide investment advisory services through Capital and Planning, LLC, an independent investment advisor firm. I started this business activity in 06/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 11/03/2022 - Capital and Planning - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 08/31/2022 - 140 Hours Per Month/ During Trading 5. 11/08/2022 - Capital and Planning - Registered Investment Advisor DBA - IAR - Investment Related - At Reported Business Location(s) - Start Date 04/20/2017 - 140 Hours Per Month/ 20 Hours During Trading - I provide investment advisory services through Capital and Planning, an independent investment advisor firm. I started this business activity in 04/2022. I expect to spend approximately 140 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Lester Edmondson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2003
Experience
Current
June 6, 2022 - Present
CAPITAL AND PLANNING, LLC
Office #1: 2242 Mt. Zion Road, Jonesboro, GA 30236RIA
CRD#: 321104
Jonesboro, GA
Current
May 11, 2017 - Present
LPL FINANCIAL LLC
Office #1: 2242 Mt Zion Rd, Jonesboro, GA 30236RIA
BD
CRD#: 6413
Jonesboro, GA
Past
May 12, 2017 - August 30, 2022
INDEPENDENT ADVISOR ALLIANCE, LLC
RIA
CRD#: 168267
Jonesboro, GA
Past
September 12, 2007 - May 16, 2017
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
DECATUR, GA
Past
August 31, 2007 - May 16, 2017
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
DECATUR, GA
Past
December 16, 2003 - August 31, 2007
UVEST FINANCIAL SERVICES GROUP, INC.
RIA
CRD#: 13787
JONESBORO, GA
Past
November 3, 1998 - August 31, 2007
UVEST FINANCIAL SERVICES GROUP, INC.
BD
CRD#: 13787
JONESBORO, GA
Past
April 12, 1996 - December 9, 1998
DOMINION CAPITAL CORPORATION
BD
CRD#: 18837
DALLAS, TX
Past
February 21, 1995 - May 3, 1996
H.J. MEYERS & CO., INC.
BD
CRD#: 15609
ROCHESTER, NY
Past
November 4, 1994 - December 31, 1994
CAPITAL INVESTMENT GROUP, INC.
BD
CRD#: 14752
RALEIGH, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CAPITAL AND PLANNING, LLC
CAPITAL AND PLANNING, LLC | EDMONDSON CAPITAL AND FINANCIAL PLANNING
CRD#: 321104 / SEC#: 801-125802
RIA
Registered Investment Advisory firm - (6/3/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/21/2021)
RR
California(5/2/2022)
RR
Florida(5/11/2017)
RR
Georgia(5/11/2017)
IAR
Georgia(6/6/2022)
RR
Illinois(3/2/2020)
RR
Indiana(4/26/2024)
RR
Puerto Rico(5/11/2017)
RR
South Carolina(10/27/2021)
RR
Tennessee(9/23/2022)
RR
Texas(5/11/2017)
IAR
Texas(6/6/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CA
CAPITAL AND PLANNING, LLC
CAPITAL AND PLANNING, LLC | EDMONDSON CAPITAL AND FINANCIAL PLANNING
CRD#: 321104 / SEC#: 801-125802
RIA
Registered Investment Advisory firm - (6/3/2022 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
2242 Mt. Zion Road, Jonesboro, GA 30236
Mailing Address
Phone number
(678) 519-5733
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (10 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 742 |
| AUM (Assets Under Management) | $ 165,715,423 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAPITAL AND PLANNING, LLC
CRD#: 321104Jonesboro, GA 30236TRUST BUT VERIFY
Monitor Michael Edmondson
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
