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BK

Bruce Aaron Kaminsky

CRD# 2551619·Registered 1994 - 2023
Previously Registered: Being a previously registered professional could mean that Bruce is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Bruce Aaron Kaminsky was a registered financial advisor. Bruce was a previously registered financial professional and started their career in finance 1994 - 2023. Bruce had worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

32 years in the financial services industry

Current & Past Employments

NFSTX, LLC·CRD# 172583
BD
New York, NY
March 1, 2021 - August 24, 2023
J.P. TURNER & COMPANY, L.L.C.·CRD# 43177
BD
Atlanta, GA
January 18, 2011 - February 26, 2015
DAVIS, MENDEL & REGENSTEIN, INC.·CRD# 8521
BD
Atlanta, GA
October 26, 1994 - October 21, 2009

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Current Firm

NL
NFSTX, LLC

NFSTX, LLC | SMTX, LLC

CRD#: 172583 / SEC#: 8-69512
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

3 East 28th Street 7th Floor, New York, NY 10016

Mailing Address

3 East 28th Street 7th Floor, New York, NY 10016

Phone Number

(212) 381-6440

Established

Delaware since 07/23/2014

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
NASDAQ FUND SECONDARIES, LLC100% OWNER OF NFSTX, LLC—
AFONJA, LATIFATFINOP5443130
CALLAHAN, THOMAS FRANCISCEO2278823
SETARO, CHRISTOPHER MICHAELCCO / CRO2635774

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 2021About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jan 2021About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 1994About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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BK
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