Robert Moran
Professional summary
Robert Moran, who also goes by Robert B Moran, is a registered financial professional currently at BEACONS STRATEGIC CAPITAL, INC. located in New York, New York.
Robert is registered as a RR (Registered Representative) and started their career in finance in 2001. Robert has worked at 3 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Moran's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 30, 2013 - Present
BEACONS STRATEGIC CAPITAL, INC.
Office #1: 11 Wall Street Bswa1 Thru Bswa16, New York, NY 10005February 7, 2024 - July 1, 2025
ROBERTS & RYAN, INC.
August 16, 2001 - June 3, 2013
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/17/2016)
(1/24/2017)
(5/12/2016)
(2/11/2016)
(11/6/2019)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 4/14/2008
Limited Representative-Equity Trader ExamFINRA
NYSE American LLC
New York Stock Exchange
Current Firm
BEACONS STRATEGIC CAPITAL, INC.
CRD#: 32754 / SEC#: , 8-41221
Contact information
FINRA licenses (6 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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