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David William Lamont

David W. Lamont

DMK ADVISOR GROUP
Lenoir City, TN
Some features on this profile are disabled
CRD#: 2550451
David William Lamont

Professional summary

David William Lamont, CFP®, who also goes by David Lamont, is a registered financial advisor currently at DMK ADVISOR GROUP, INC. located in Lenoir City, Tennessee.

David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. David has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 51, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

David Lamont

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David William Lamont's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view David William Lamont's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2000

Experience

Current

January 26, 2026 - Present

DMK ADVISOR GROUP, INC.

RIA
BD
CRD#: 41067
Lenoir City, TN
Current

January 31, 2026 - Present

DMK ADVISOR GROUP, INC.

Office #1: 17961 Hunting Bow Circle Suite 102, Lutz, FL 33558Office #2: 17961 Hunting Bow Circle Suite 102, Lutz, FL 33558
RIA
BD
CRD#: 41067
Lutz, FL
Past

October 30, 2023 - February 8, 2024

SILVER OAK SECURITIES, INCORPORATED

BD
CRD#: 46947
JACKSON, TN
Past

February 22, 2023 - February 8, 2024

SILVER OAK SECURITIES, INCORPORATED

RIA
CRD#: 46947
Lenoir City, TN
Past

August 12, 2021 - December 1, 2021

DMK ADVISOR GROUP, INC.

BD
CRD#: 41067
LUTZ, FL
Past

March 30, 2000 - August 16, 2000

MEDALLION EQUITIES, INC.

BD
CRD#: 43399
MARIETTA, GA
Past

January 21, 2000 - December 3, 2019

SECURITIES MANAGEMENT & RESEARCH, INC.

BD
CRD#: 759
Lenoir City, TN
Past

October 7, 1999 - December 31, 1999

SECURITIES SERVICE NETWORK, LLC

BD
CRD#: 13318
KNOXVILLE, TN
Past

August 11, 1998 - October 1, 1999

TRIVE NEW YORK LLC

BD
CRD#: 21946
NEW YORK, NY
Past

September 29, 1995 - August 10, 1998

VOYA FINANCIAL ADVISORS, INC.

BD
CRD#: 2882
WINDSOR, CT
Past

December 1, 1994 - October 10, 1995

WMA SECURITIES, INC.

BD
CRD#: 32625
DULUTH, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DA
DMK ADVISOR GROUP, INC.
DMK ADVISOR GROUP, INC. | STEPHEN A. KOHN & ASSOCIATES, LTD.

CRD#: 41067 / SEC#: 801-121389, 8-49279

RIA
Registered Investment Advisory firm - SEC (6/3/2021 Approved)
Arizona
Registered Investment Advisory firm - SEC (6/8/2021 Terminated)
Arkansas
Registered Investment Advisory firm - SEC (12/31/2004 Terminated)
California
Registered Investment Advisory firm - SEC (7/8/2021 Terminated)
Colorado
Registered Investment Advisory firm - SEC (6/10/2021 Terminated)
Connecticut
Registered Investment Advisory firm - SEC (6/10/2021 Terminated)
Delaware
Registered Investment Advisory firm - SEC (6/8/2021 Terminated)
District of Columbia
Registered Investment Advisory firm - SEC (10/18/2001 Terminated)
Florida
Registered Investment Advisory firm - SEC (6/8/2021 Terminated)
Georgia
Registered Investment Advisory firm - SEC (7/15/2021 Terminated)
Idaho
Registered Investment Advisory firm - SEC (12/31/2005 Terminated)
Illinois
Registered Investment Advisory firm - SEC (12/31/2004 Terminated)
Kansas
Registered Investment Advisory firm - SEC (6/8/2021 Terminated)
Maine
Registered Investment Advisory firm - SEC (9/5/2003 Terminated)
Massachusetts
Registered Investment Advisory firm - SEC (2/15/2002 Terminated)
Michigan
Registered Investment Advisory firm - SEC (6/8/2021 Terminated)
Mississippi
Registered Investment Advisory firm - SEC (10/18/2001 Terminated)
Missouri
Registered Investment Advisory firm - SEC (6/8/2021 Terminated)
Nevada
Registered Investment Advisory firm - SEC (12/31/2004 Terminated)
New Hampshire
Registered Investment Advisory firm - SEC (6/28/2021 Terminated)
New Mexico
Registered Investment Advisory firm - SEC (12/31/2004 Terminated)
New York
Registered Investment Advisory firm - SEC (6/8/2021 Terminated)
North Carolina
Registered Investment Advisory firm - SEC (6/9/2021 Terminated)
Ohio
Registered Investment Advisory firm - SEC (6/9/2021 Terminated)
Puerto Rico
Registered Investment Advisory firm - SEC (6/3/2021 Terminated)
Tennessee
Registered Investment Advisory firm - SEC (6/9/2021 Terminated)
Washington
Registered Investment Advisory firm - SEC (10/8/2021 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR
Tennessee
(1/26/2026)
RR
Tennessee
(2/2/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 7/17/1997
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 11/1/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/31/1997
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 11/1/1994
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 51
Date: 3/5/2007
Municipal Fund Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/25/1997
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 26
Date: 11/25/1994
Investment Company Products/Variable Contracts Principal Examination
SRO Registrations
RR
FINRA

Current Firm

DA
DMK ADVISOR GROUP, INC.
DMK ADVISOR GROUP, INC. | STEPHEN A. KOHN & ASSOCIATES, LTD.

CRD#: 41067 / SEC#: 801-121389, 8-49279

RIA
Registered Investment Advisory firm - SEC (6/3/2021 Approved)
Arizona
Registered Investment Advisory firm - SEC (6/8/2021 Terminated)
Arkansas
Registered Investment Advisory firm - SEC (12/31/2004 Terminated)
California
Registered Investment Advisory firm - SEC (7/8/2021 Terminated)
Colorado
Registered Investment Advisory firm - SEC (6/10/2021 Terminated)
Connecticut
Registered Investment Advisory firm - SEC (6/10/2021 Terminated)
Delaware
Registered Investment Advisory firm - SEC (6/8/2021 Terminated)
District of Columbia
Registered Investment Advisory firm - SEC (10/18/2001 Terminated)
Florida
Registered Investment Advisory firm - SEC (6/8/2021 Terminated)
Georgia
Registered Investment Advisory firm - SEC (7/15/2021 Terminated)
Idaho
Registered Investment Advisory firm - SEC (12/31/2005 Terminated)
Illinois
Registered Investment Advisory firm - SEC (12/31/2004 Terminated)
Kansas
Registered Investment Advisory firm - SEC (6/8/2021 Terminated)
Maine
Registered Investment Advisory firm - SEC (9/5/2003 Terminated)
Massachusetts
Registered Investment Advisory firm - SEC (2/15/2002 Terminated)
Michigan
Registered Investment Advisory firm - SEC (6/8/2021 Terminated)
Mississippi
Registered Investment Advisory firm - SEC (10/18/2001 Terminated)
Missouri
Registered Investment Advisory firm - SEC (6/8/2021 Terminated)
Nevada
Registered Investment Advisory firm - SEC (12/31/2004 Terminated)
New Hampshire
Registered Investment Advisory firm - SEC (6/28/2021 Terminated)
New Mexico
Registered Investment Advisory firm - SEC (12/31/2004 Terminated)
New York
Registered Investment Advisory firm - SEC (6/8/2021 Terminated)
North Carolina
Registered Investment Advisory firm - SEC (6/9/2021 Terminated)
Ohio
Registered Investment Advisory firm - SEC (6/9/2021 Terminated)
Puerto Rico
Registered Investment Advisory firm - SEC (6/3/2021 Terminated)
Tennessee
Registered Investment Advisory firm - SEC (6/9/2021 Terminated)
Washington
Registered Investment Advisory firm - SEC (10/8/2021 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
17961 Hunting Bow Circle Suite 102, Lutz, FL 33558
Mailing Address
17961 Hunting Bow Circle Suite 102, Lutz, FL 33558
Phone number
(303) 470-5664
Established
Colorado since 04/30/1996
Firm type
Corporation
Fiscal year end
March
Firm Size
Small
# of Employees
42

SEC notice filing (35 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

FINRA licenses (46 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

JANAK DESAI ADV (12/19/2025)
DAN BRAMSCHREIBER ADV (12/19/2025)
RUBEN RODRIGUEZ ADV 2024 (5/20/2025)
RYAN MULLER ADV 2024 (5/20/2025)
STEVEN KOHN ADV 2024 (5/20/2025)
STEVEN WESTVEER ADV 2024 (5/20/2025)
SUNIL MISRA ADV 2024 (5/20/2025)
CHRISTINE CAGLE 2024 ADV (5/20/2025)
HAL SCHWARTZ ADV 2024 (5/20/2025)
JORGE PEREZ ADV 2024 (5/20/2025)
KELVIN DOUGLAS ADV 2024 (5/20/2025)
MELISSA WAGNER ADV 2024 (5/20/2025)
MICHAEL BLACKMORE ADV 2024 (5/20/2025)
PETER WYROUGH ADV 2024 (5/20/2025)
FORM ADV PART 2A (5/20/2025)
FORM ADV PART 2A APPENDIX 1 (5/20/2025)
DMK ADVISOR GROUP INC 2024 FORM CRS (5/20/2025)

Direct owners and executive officers

NamePositionCRD#
DESAI, JANAK RDIRECTOR6307455
DOUGLAS, KELVIN RAYDIRECTOR4723703
MISRA, SUNIL DUTTDIRECTOR/PRINCIPAL5617829
PEREZ, JORGE RAMONDIRECTOR2253547
SCHWARTZ, HAROLD ALANCEO/PRINCIPAL841225
BASKETT, ERIN ELAINECHIEF COMPLIANCE OFFICER4538604
GALLIGAN, PETER BFINOP1873304
GROSMAN, BARRY JULIANDIRECTOR7967542
KOHN, STEPHEN ALANMUNI PRINCIPAL1267211
OHMAN, JOHN DAVIDROP/CROP1059085

Regulatory assets under management

Total Number of Accounts469
AUM (Assets Under Management)$ 84,480,870

Disclosures

Regulatory Event5

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

DMK ADVISOR GROUP, INC.

CRD#: 41067Lenoir City, TN

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