Steven R. O Leary

KEEL POINT

Mclean, Virginia, VA 22102

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CRD#: 2550049

Professional summary

Steven Richard O Leary, who also goes by Steven Richard O'leary, Steven Richard Oleary, is a registered financial advisor currently at KEEL POINT, LLC located in Mclean, Virginia, Virginia and KEEL POINT CAPITAL, LLC located in Annapolis, Maryland.

Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Steven has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Steven Richard O'leary | Steven Richard Oleary

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

POA HELEN M. HALE MOTHER POSITION: POA NATURE: Not a business, POA INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 1 START DATE: 12/01/2010 ADDRESS: 51 Lafayette Ave, Annapolis MD 21401, United States DESCRIPTION: POA SUCCESSOR TRUSTEE POSITION: Successor Trustee NATURE: The Helen Hale Revocable Trust was established as an estate planning tool for Helen and Richard Hale (deceased) my mother and step father. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/01/2010 ADDRESS: 51 Lafayette Ave, Annapolis MD 21401, United States DESCRIPTION: Helen is Trustee and makes decisions, upon her death I am named as Trustee and Executor of the then Helen Hale Irrevocable Family Trust.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Richard O Leary's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 17, 2022 - Present

KEEL POINT, LLC

Office #1: 8405 Greensboro Drive, Suite 900, Mclean, Virginia, VA 22102

RIA

CRD#: 127902

Mclean, Virginia, VA

Current

November 15, 2022 - Present

KEEL POINT CAPITAL, LLC

Office #1: 1 Park Place Suite 585, Annapolis, MD 21401Office #2: 8405 Greensboro Drive Suite 900, Tysons, VA 22102

CRD#: 6769

Annapolis, MD

Past

December 16, 2010 - November 22, 2022

VALIC FINANCIAL ADVISORS, INC.

RIA

CRD#: 42803

LINTHICUM HEIGHTS, MD

Past

December 13, 2010 - November 22, 2022

VALIC FINANCIAL ADVISORS, INC.

CRD#: 42803

LINTHICUM HEIGHTS, MD

Past

April 6, 2009 - November 26, 2010

WORLD CAPITAL BROKERAGE, INC.

CRD#: 37

DENVER, CO

Past

January 2, 2009 - March 31, 2009

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

RICHMOND, VA

Past

February 21, 2006 - January 7, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

RICHMOND, VA

Past

February 21, 2006 - January 7, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

RICHMOND, VA

Past

July 12, 2002 - February 21, 2006

LEGG MASON WOOD WALKER, INCORPORATED

RIA

CRD#: 6555

RICHMOND, VA

Past

July 12, 2002 - February 21, 2006

LEGG MASON WOOD WALKER, INCORPORATED

CRD#: 6555

BALTIMORE, MD

Past

May 5, 1999 - July 22, 2002

SCOTT & STRINGFELLOW, LLC

CRD#: 6255

RICHMOND, VA

Past

August 31, 1998 - July 22, 2002

SCOTT & STRINGFELLOW, LLC

RIA

CRD#: 6255

RICHMOND, VA

Past

October 8, 1997 - May 5, 1999

SCOTT & STRINGFELLOW, INC.

CRD#: 3309

RICHMOND, VA

Past

November 16, 1994 - October 14, 1997

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KEEL POINT, LLC

BLUE CREEK | KEEL POINT, LLC | KEEL POINT CAPITAL, LLC | GRANITE FINANCIAL PARTNERS | BLUE CREEK INVESTMENT PARTNERS, LLC

CRD#: 127902 / SEC#: 801-62249

RIA

Registered Investment Advisory firm - (8/1/2003 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(11/15/2022)

Delaware
(11/15/2022)

District of Columbia
(11/15/2022)

Florida
(11/15/2022)

Maryland
(11/15/2022)

IAR

Texas
(11/17/2022)

Virginia
(11/15/2022)

IAR

Virginia
(11/17/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/27/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/15/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 8/23/2006

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 12/30/1997

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/15/1994

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

KEEL POINT, LLC

BLUE CREEK | KEEL POINT, LLC | KEEL POINT CAPITAL, LLC | GRANITE FINANCIAL PARTNERS | BLUE CREEK INVESTMENT PARTNERS, LLC

CRD#: 127902 / SEC#: 801-62249

RIA

Registered Investment Advisory firm - (8/1/2003 Approved)

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Contact information

Main Address

100 Church Street Suite 500, Huntsville, AL 35801

Mailing Address

Phone number

(256) 704-5111

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (40 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KEEL POINT ADV PART 2A APPENDIX 1 - WRAP FEE PROGRAM BROCHURE (5/29/2025)

KEEL POINT BROCHURE FORM ADV 2A (5/29/2025)

Regulatory assets under management

Total Number of Accounts	5,626
AUM (Assets Under Management)	$ 3,464,607,203

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
04/30/2025	Cover Page	Report
01/26/2024	Cover Page	Report
10/25/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Steven R. O Leary

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Richard O Leary's CRS (Customer Relationship Summary).

Certified licenses

Experience

KEEL POINT CAPITAL, LLC

VALIC FINANCIAL ADVISORS, INC.

VALIC FINANCIAL ADVISORS, INC.

WORLD CAPITAL BROKERAGE, INC.

PURSHE KAPLAN STERLING INVESTMENTS

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

LEGG MASON WOOD WALKER, INCORPORATED

LEGG MASON WOOD WALKER, INCORPORATED

SCOTT & STRINGFELLOW, LLC

SCOTT & STRINGFELLOW, LLC

SCOTT & STRINGFELLOW, INC.

PFS INVESTMENTS INC.

Primary Firm SEC Registration

KEEL POINT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/27/1998

Series 63

Date: 11/15/1994

SIE

Date: 10/1/2018

Series 31

Date: 8/23/2006

Series 7

Date: 12/30/1997

Series 6

Date: 11/15/1994

FINRA

Current Firm

KEEL POINT, LLC

Contact information

SEC notice filing (40 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

KEEL POINT, LLC

TRUST BUT VERIFY

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