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RC

Rudolph A. Cecchi

VALMARK SECURITIES
Miami, FL 33133
Some features on this profile are disabled
CRD#: 2549984
RC

Professional summary


Rudolph A Cecchi, who also goes by Rudolph Anthony Cecchi, Rudy Cecchi, is a registered financial professional currently at VALMARK SECURITIES, INC. located in Miami, Florida.

Rudolph is registered as a RR (Registered Representative) and started their career in finance in 1994. Rudolph has worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Rudolph Anthony Cecchi | Rudy Cecchi

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Rudolph A Cecchi's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

July 16, 1997 - Present

VALMARK SECURITIES, INC.

Office #1: 2665 South Bayshore Drive Suite 620, Miami, FL 33133
BD
CRD#: 31243
Miami, FL
Past

January 12, 2000 - December 31, 2005

WESTPORT FINANCIAL SERVICES, L.L.C.

BD
CRD#: 38449
JACKSONVILLE, FL
Past

May 1, 1997 - July 7, 1997

AON SECURITIES LLC

BD
CRD#: 4138
CHICAGO, IL
Past

February 14, 1997 - May 1, 1997

ALEXANDER & ALEXANDER SECURITIES CORP.

BD
CRD#: 7907
HOUSTON, TX
Past

October 25, 1994 - December 23, 1996

LPL FINANCIAL LLC

BD
CRD#: 6413
FORT MILL, SC

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(1/3/2006)
RR
Colorado
(8/4/2023)
RR
Connecticut
(2/27/2024)
RR
Florida
(7/22/1997)
RR
Massachusetts
(5/8/2023)
RR
Montana
(9/15/2017)
RR
New Jersey
(7/21/2008)
RR
New York
(11/10/2006)
RR
Ohio
(11/13/2006)
RR
South Carolina
(6/21/2016)

Exams


State Security Law Exam
RR
Series 63
Date: 10/24/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


VS
VALMARK SECURITIES, INC.
VALMARK SECURITIES, INC.

CRD#: 31243 / SEC#: , 8-45463

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information


Main Address
130 Springside Drive Suite 300, Akron, OH 44333-2431
Mailing Address
130 Springside Drive Suite 300, Akron, OH 44333-2431
Phone number
(800) 765-5201
Established
Ohio since 12/08/1992
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (51 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
VALMARK INVESTMENTS, LLCSHAREHOLDER
CALLAHAN, CALEB JONATHANEVP, CHIEF OPERATING OFFICER5011454
KOZENKO, ELIZABETH ERINFINOP6218110
RYBKA, LAWRENCE JOSEPHPRESIDENT, CEO1661511
WILBURN, DOUGLAS FREDERICKCHIEF COMPLIANCE OFFICER/GENERAL COUNSEL1407686

Disclosures


Regulatory Event4

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


VALMARK SECURITIES, INC.

CRD#: 31243Miami, FL 33133

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