Denise M. Mcgee

CETERA INVESTMENT ADVISERS LLC

EL SEGUNDO, CA 90245

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CRD#: 2549694

Professional summary

Denise Marie Mcgee, who also goes by Denise M Clarke, Denise Marie Clarke, Denise M Mcgee, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in El Segundo, California and CETERA WEALTH SERVICES, LLC located in El Segundo, California.

Denise is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Denise has worked at 13 firms and has passed the Series 65, Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Denise M Clarke | Denise Marie Clarke | Denise M Mcgee

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. NAME OF OTHER BUSINESS: DOMINA BULLA INVESTMENT RELATED: NO ADDRESS: 2922 S JUNIPER ST PHILADELPHIA, PA NATURE OF BUSINESS: WINE EDUCATION START DATE: 03/2018 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: WINE TEACHER - TEACH SMALL CLASSES ABOUT WINE

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Denise Marie Mcgee's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 28, 2025 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 2301 Rosecrans Ave #5100, El Segundo, CA 90245

RIA

CRD#: 105644

EL SEGUNDO, CA

Current

March 28, 2025 - Present

CETERA WEALTH SERVICES, LLC

Office #1: 2301 Rosecrans Ave #5100, El Segundo, CA 90245

CRD#: 13572

El Segundo, CA

Past

April 19, 2022 - February 28, 2025

GROVE POINT ADVISORS, LLC

RIA

CRD#: 313171

Philadelphia, PA

Past

April 19, 2022 - February 28, 2025

GROVE POINT INVESTMENTS, LLC

CRD#: 1763

ROCKVILLE, MD

Past

January 31, 2017 - April 20, 2022

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

PHILADELPHIA, PA

Past

January 31, 2017 - April 20, 2022

CETERA WEALTH SERVICES, LLC

CRD#: 13572

PHILADELPHIA, PA

Past

April 25, 2016 - August 4, 2016

ICAPITAL MARKETS LLC

CRD#: 118219

NEW YORK, NY

Past

October 12, 2015 - April 11, 2016

INVESTMENT PROFESSIONALS, INC.

RIA

CRD#: 30184

SAN ANTONIO, TX

Past

October 12, 2015 - April 11, 2016

INVESTMENT PROFESSIONALS, INC.

CRD#: 30184

SAN ANTONIO, TX

Past

June 13, 2011 - October 5, 2015

NEXT FINANCIAL GROUP, INC.

RIA

CRD#: 46214

PHILADELPHIA, PA

Past

June 13, 2011 - October 5, 2015

NEXT FINANCIAL GROUP, INC.

CRD#: 46214

HOUSTON, TX

Past

December 21, 2007 - June 7, 2011

QUESTAR ASSET MANAGEMENT, INC.

RIA

CRD#: 133358

VOORHEES, NJ

Past

December 20, 2007 - June 7, 2011

QUESTAR CAPITAL CORPORATION

CRD#: 43100

VOORHEES, NJ

Past

April 4, 2007 - July 9, 2007

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

MARLTON, NJ

Past

April 4, 2007 - January 3, 2008

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

MARLTON, NJ

Past

December 1, 2006 - March 26, 2007

QUESTAR CAPITAL CORPORATION

CRD#: 43100

VOORHEES, NJ

Past

June 29, 2006 - March 27, 2007

QUESTAR ASSET MANAGEMENT, INC.

RIA

CRD#: 133358

VOORHEES, NJ

Past

August 29, 2005 - December 1, 2006

USALLIANZ SECURITIES, INC.

CRD#: 40875

VOORHEES, NJ

Past

November 19, 2004 - February 23, 2005

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Pennsylvania
(3/28/2025)

IAR

Pennsylvania
(3/28/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/27/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/11/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/18/2004

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 7/31/2008

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 9/1/2005

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Denise M. Mcgee

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Denise Marie Mcgee's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

GROVE POINT ADVISORS, LLC

GROVE POINT INVESTMENTS, LLC

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

ICAPITAL MARKETS LLC

INVESTMENT PROFESSIONALS, INC.

INVESTMENT PROFESSIONALS, INC.

NEXT FINANCIAL GROUP, INC.

NEXT FINANCIAL GROUP, INC.

QUESTAR ASSET MANAGEMENT, INC.

QUESTAR CAPITAL CORPORATION

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

QUESTAR CAPITAL CORPORATION

QUESTAR ASSET MANAGEMENT, INC.

USALLIANZ SECURITIES, INC.

WELLS FARGO CLEARING SERVICES, LLC

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/27/2006

Series 63

Date: 12/11/2004

Series 52TO

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 11/18/2004

Series 53

Date: 7/31/2008

Series 24

Date: 9/1/2005

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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