PM
Phillip J. Mottini
CETERA INVESTMENT ADVISERS LLC
ROSEVILLE, CA 95661
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CRD#: 2549026
PM
Professional summary
Phillip John Mottini, AIF®, who also goes by Phillip J Mottini, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Roseville, California and CETERA WEALTH SERVICES, LLC located in Roseville, California.
Phillip is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Phillip has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Phillip J Mottini
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: PLAN WELL LIVE WELL ; INVESTMENT RELATED: YES ; ADDRESS: 2530 DOUGLAS BLVD SUITE 100 ROSEVILLE CA 95661; NATURE OF BUSINESS: FINANCIAL PLANNING & MANAGING CLIENT PORTFOLIOS ; START DATE: 12/2018 ; POSITION/TITLE/RELATIONSHIP: OWNER ; APX NUMBER OF HOURS PER WEEK: 50 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: ORGANZING, FORMALIZING, IMPLEMENTING & MONITORING CLIENT PORTFOLIOS ; 2. FIXED INSURANCE PRODUCTS: LIFE, ANNUITIES, AND LTC ; 3. NAME OF OTHER BUSINESS: OFFICE SPACE RENTAL; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: OFFICE SPACE RENTAL; START DATE: 12/2019; POSITION/TITLE/RELATIONSHIP: LANDLORD; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: COLLECTING RENT;
CRS (Client Relationship Summary) - RIA
Click below to view Phillip John Mottini's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 2530 Douglas Blvd Ste 100, Roseville, CA 95661RIA
CRD#: 105644
ROSEVILLE, CA
Current
February 16, 2011 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 2530 Douglas Blvd Ste 100, Roseville, CA 95661BD
CRD#: 13572
Roseville, CA
Past
February 17, 2011 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
CHICO, CA
Past
December 13, 2004 - February 11, 2011
QA3 FINANCIAL LLC
RIA
CRD#: 104957
ROSEVILLE, CA
Past
December 13, 2004 - February 11, 2011
QA3 FINANCIAL CORP.
BD
CRD#: 14754
ROSEVILLE, CA
Past
May 21, 2004 - December 10, 2004
RESOURCE INVESTMENT ARCHITECTS, INC.
RIA
CRD#: 111894
ROSEVILLE, CA
Past
July 11, 2002 - December 10, 2004
INVESTMENT ARCHITECTS, INC.
BD
CRD#: 17774
PETALUMA, CA
Past
July 27, 1995 - April 24, 2001
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/30/2020)
RR
Alaska(5/28/2021)
RR
Arizona(2/16/2011)
RR
California(2/16/2011)
IAR
California(6/29/2023)
RR
Colorado(3/28/2011)
RR
Florida(3/16/2011)
RR
Hawaii(3/7/2017)
RR
Idaho(7/20/2018)
RR
Illinois(8/14/2012)
RR
Missouri(3/16/2011)
RR
Nevada(2/16/2011)
RR
New Mexico(12/2/2014)
RR
New York(8/1/2013)
RR
North Carolina(7/22/2015)
RR
Oregon(3/21/2011)
RR
Pennsylvania(2/16/2011)
RR
Texas(3/23/2011)
IAR
Texas(6/29/2023)
RR
Vermont(2/24/2021)
RR
Virginia(2/3/2017)
RR
Washington(3/15/2011)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Roseville, CA 95661TRUST BUT VERIFY
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