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AS

Allyson M. Saldana

AMS CAPITAL MANAGEMENT LLC
SAN MATEO, CA 94402
Some features on this profile are disabled
CRD#: 2548714
AS

Professional summary

Allyson Marta Saldana, who also goes by Allyson Marta Paris, is a registered financial advisor currently at AMS CAPITAL MANAGEMENT LLC located in San Mateo, California.

Allyson is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Allyson has worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Allyson Marta Paris

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) ALLYSON M. SALDANA - LICENSED INSURANCE AGENT, OFFERING LIFE/HEALTH/DISABILITY FIXED INSURANCE.

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CRS (Client Relationship Summary) - RIA

Click below to view Allyson Marta Saldana's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 7, 2011 - Present

AMS CAPITAL MANAGEMENT LLC

Office #1: 63 Bovet Road Suite 313, San Mateo, CA 94402
RIA
CRD#: 153540
SAN MATEO, CA
Past

April 27, 2010 - December 31, 2010

AMS CAPITAL MANAGEMENT LLC

RIA
CRD#: 153540
SAN MATEO, CA
Past

May 15, 2009 - December 22, 2009

INVESTMENT CENTERS OF AMERICA, INC.

RIA
CRD#: 16443
SAN MATEO, CA
Past

May 14, 2009 - December 22, 2009

INVESTMENT CENTERS OF AMERICA, INC.

BD
CRD#: 16443
SAN MATEO, CA
Past

April 2, 2008 - May 18, 2009

BROKERSXPRESS LLC

RIA
CRD#: 127081
SAN MATEO, CA
Past

March 26, 2008 - May 18, 2009

BROKERSXPRESS LLC

BD
CRD#: 127081
SAN MATEO, CA
Past

June 4, 2002 - July 26, 2006

CITICORP INVESTMENT SERVICES

RIA
CRD#: 23988
BURLINGAME, CA
Past

June 22, 2001 - July 26, 2006

CITICORP INVESTMENT SERVICES

BD
CRD#: 23988
BURLINGAME, CA
Past

January 4, 1999 - April 16, 2001

WAMU INVESTMENTS, INC.

BD
CRD#: 599
IRVINE, CA
Past

November 1, 1996 - July 8, 1998

WELLS FARGO SECURITIES INC.

BD
CRD#: 17438
SAN FRANCISCO, CA
Past

November 15, 1994 - December 21, 1994

WELLS FARGO SECURITIES INC.

BD
CRD#: 17438
SAN FRANCISCO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(3/7/2011)

Exams

State Security Law Exam
IAR
Series 65
Date: 4/3/1998
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 11/18/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 11/14/1994
General Securities Representative Examination

Current Firm

AC
AMS CAPITAL MANAGEMENT LLC
AMS CAPITAL MANAGEMENT | SALDANA, ALLYSON MARTA | AMS CAPITAL MANAGEMENT LLC

CRD#: 153540 / SEC#: 801-71340

RIA
Registered Investment Advisory firm - (3/7/2011 Terminated)
California
Registered Investment Advisory firm - (3/7/2011 Approved)
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Contact information

Main Address
63 Bovet Road Suite 313, San Mateo, CA 94402
Mailing Address
Phone number
(650) 344-1160
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts320
AUM (Assets Under Management)$ 36,210,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AMS CAPITAL MANAGEMENT LLC

CRD#: 153540San Mateo, CA 94402

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