Terrence W. Awe

ADP BROKER-DEALER

Florham Park, NJ 07932

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CRD#: 2548677

Professional summary

Terrence William Awe, who also goes by Terry Awe, is a registered financial professional currently at ADP BROKER-DEALER, INC. located in Florham Park, New Jersey.

Terrence is registered as a RR (Registered Representative) and started their career in finance in 1994. Terrence has worked at 7 firms and has passed the Series 63, Series 65, Series 6TO, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Terry Awe

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Terrence William Awe's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 6, 2022 - Present

ADP BROKER-DEALER, INC.

Office #1: 71 Hanover Road, Florham Park, NJ 07932

CRD#: 37693

Florham Park, NJ

Past

April 4, 2018 - January 23, 2019

THE LEADERS GROUP, INC.

CRD#: 37157

SUMMIT, NJ

Past

January 5, 2015 - April 5, 2016

SAYBRUS EQUITY SERVICES, LLC

CRD#: 153319

HARTFORD, CT

Past

June 7, 2012 - January 5, 2015

THE LEADERS GROUP, INC.

CRD#: 37157

SUMMIT, NJ

Past

February 12, 2009 - June 16, 2010

MIDWEST FINANCIAL AND INVESTMENT SERVICES, INC.

CRD#: 30721

MCHENRY, IL

Past

September 3, 2004 - June 13, 2007

WOLF FINANCIAL MANAGEMENT, LLC

CRD#: 44225

OAKBROOK TERRACE, IL

Past

August 30, 2002 - July 22, 2003

NSA SECURITIES CORPORATION

RIA

CRD#: 38472

SCHAUMBURG, IL

Past

August 10, 2000 - July 22, 2003

NSA SECURITIES CORPORATION

CRD#: 38472

SCHAUMBURG, IL

Past

July 7, 2000 - August 15, 2000

THE LEADERS GROUP, INC.

CRD#: 37157

SUMMIT, NJ

Past

October 24, 1994 - July 24, 1998

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(7/5/2022)

Alaska
(7/5/2022)

Arizona
(7/5/2022)

Arkansas
(7/5/2022)

California
(7/5/2022)

Colorado
(7/5/2022)

Connecticut
(7/5/2022)

Delaware
(7/5/2022)

District of Columbia
(7/5/2022)

Florida
(7/5/2022)

Georgia
(7/5/2022)

Hawaii
(7/5/2022)

Idaho
(7/5/2022)

Illinois
(6/19/2022)

Indiana
(7/5/2022)

Iowa
(7/5/2022)

Kansas
(7/5/2022)

Kentucky
(7/5/2022)

Louisiana
(7/5/2022)

Maine
(7/5/2022)

Maryland
(7/5/2022)

Massachusetts
(7/5/2022)

Michigan
(7/5/2022)

Minnesota
(7/5/2022)

Mississippi
(7/5/2022)

Missouri
(7/5/2022)

Montana
(7/5/2022)

Nebraska
(7/5/2022)

Nevada
(7/5/2022)

New Hampshire
(7/5/2022)

New Jersey
(7/5/2022)

New Mexico
(7/5/2022)

New York
(7/5/2022)

North Carolina
(7/5/2022)

North Dakota
(7/5/2022)

Ohio
(7/5/2022)

Oklahoma
(7/5/2022)

Oregon
(7/5/2022)

Pennsylvania
(7/5/2022)

Rhode Island
(7/5/2022)

South Carolina
(7/5/2022)

South Dakota
(7/5/2022)

Tennessee
(7/5/2022)

Texas
(7/5/2022)

Utah
(7/5/2022)

Vermont
(7/5/2022)

Virginia
(7/5/2022)

Washington
(7/5/2022)

West Virginia
(7/5/2022)

Wisconsin
(7/5/2022)

Wyoming
(7/5/2022)

Exams

State Security Law Exam

Series 63

Date: 6/18/2022

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 12/12/2000

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 6TO

Date: 6/6/2022

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/28/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/21/1994

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

ADP BROKER-DEALER, INC.

CRD#: 37693 / SEC#: , 8-47885

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

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Contact information

Main Address

One Adp Boulevard, Roseland, NJ 07068-1786

Mailing Address

71 Hanover Road Ms - 580, Florham Park, NJ 07932

Phone number

(973) 712-2316

Established

New Jersey since 07/12/1994

Firm type

Corporation

Fiscal year end

June

Firm Size

Large

# of Employees

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
ADP ATLANTIC, LLC	SHAREHOLDER
BARRENECHEA, PATRICIA MARGOT	FINOP	1715189
BLAKE, JAMES PATRICK	PRESIDENT, DIRECTOR	3078844
BOYLE, JAMES RICHARD	AML OFFICER	3137180
DOSPASSOS-KRIEG, KRISTIN ANNE	DIRECTOR	3079254
HANLEY, JUANITA DAVIDA	CHIEF COMPLIANCE OFFICER, VICE PRESIDENT	5217439
HODGES, JEFFRY AARON	DIRECTOR	5865575
HUREAU, MICHAEL RAY	DIRECTOR	5990787
MCCUE, TERRANCE	RISK MANAGEMENT OFFICER	7259942

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Terrence W. Awe

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Terrence William Awe's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE LEADERS GROUP, INC.

SAYBRUS EQUITY SERVICES, LLC

THE LEADERS GROUP, INC.

MIDWEST FINANCIAL AND INVESTMENT SERVICES, INC.

WOLF FINANCIAL MANAGEMENT, LLC

NSA SECURITIES CORPORATION

NSA SECURITIES CORPORATION

THE LEADERS GROUP, INC.

MML INVESTORS SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 6/18/2022

Series 65

Date: 12/12/2000

Series 6TO

Date: 6/6/2022

SIE

Date: 10/1/2018

Series 7

Date: 8/28/2000

Series 6

Date: 10/21/1994

FINRA

Current Firm

ADP BROKER-DEALER, INC.

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

ADP BROKER-DEALER, INC.

TRUST BUT VERIFY

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