KW
Kok F. Wong
CETERA INVESTMENT ADVISERS LLC
LILBURN, GA
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CRD#: 2548406
KW
Professional summary
Kok Foo Wong, who also goes by David Wong, Kokfoo Wong, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Lilburn, Georgia and CETERA ADVISORS LLC located in Lilburn, Georgia.
Kok is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Kok has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
David Wong | Kokfoo Wong
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) DAVID WONG CPA, 4538 LYNGATE DR LILBURN, GA 30047, CPA CONSULTING,100% OWNER,START OCT 1993,5 HRS/WK
2) NAME OF OTHER BUSINESS: VIRTUAL PROPERTIES REALTY;
INVESTMENT RELATED: NO
ADDRESS: 2750 PREMIER PKWY STE 200, DULUTH, GA 30097;
NATURE OF BUSINESS: REAL ESTATE;
START DATE: 05/2017;
POSITION/TITLE/RELATIONSHIP: SALES;
APX NUMBER OF HOURS PER WEEK: LESS THAN 5;
APX NUMBER OF HOURS DURING TRADING HOURS: NONE;
BRIEF DESCRIPTION OF DUTIES: SELL LAND, COMMERCIAL, AND RESIDENTIAL PROPERTIES;
3) FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, ADDRESS IS THE REGISTERED LOCATION, START FEBRUARY 2000, 10 HRS PER WEEK - VARIES DURING TRADING HOURS, INSURANCE AGENT - SELLS LIFE, HEALTH, MEDICARE, DISABILITY, ANNUITIES & LONG-TERM CARE.
CRS (Client Relationship Summary) - RIA
Click below to view Kok Foo Wong's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 21, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
LILBURN, GA
Current
February 28, 2000 - Present
CETERA ADVISORS LLC
BD
CRD#: 10299
Lilburn, GA
Past
February 28, 2000 - March 21, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
GREENWOOD VILLAGE, IL
Past
October 19, 1998 - February 29, 2000
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
BIRMINGHAM, AL
Past
October 20, 1994 - October 19, 1998
ADVANTAGE CAPITAL CORPORATION
BD
CRD#: 146
ATLANTA, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/28/2000)
RR
California(8/29/2001)
RR
Florida(2/28/2000)
RR
Georgia(2/28/2000)
IAR
Georgia(3/21/2024)
RR
Massachusetts(6/23/2011)
RR
Michigan(1/5/2016)
RR
New Jersey(5/17/2001)
RR
North Carolina(1/4/2021)
RR
Ohio(2/28/2000)
RR
Texas(2/28/2000)
IAR
Texas(3/21/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
