Daniel C. Wice
Professional summary
Daniel Craig Wice, who also goes by Daniel Cragi Wice, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 1994. Daniel has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Daniel Craig Wice's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 5, 2022 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901August 20, 2012 - September 11, 2021
LPL FINANCIAL LLC
August 16, 2012 - September 11, 2021
LPL FINANCIAL LLC
July 21, 2011 - July 20, 2012
PRUCO SECURITIES, LLC.
October 2, 2009 - July 20, 2012
PRUCO SECURITIES, LLC.
March 21, 2005 - October 5, 2009
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
January 1, 2002 - March 8, 2005
JOHN HANCOCK DISTRIBUTORS LLC
December 1, 1994 - January 1, 2002
MANULIFE WOOD LOGAN, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/8/2023)
(4/6/2022)
(1/29/2025)
(4/5/2022)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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