Anthony M. Victor
Professional summary
Anthony Michael Victor, who also goes by Anthony M VIctor, is a registered financial professional currently at LIQUIDNET, INC. located in New York, New York.
Anthony is registered as a RR (Registered Representative) and started their career in finance in 1994. Anthony has worked at 4 firms and has passed the Series 63, Series 57TO, SIE, Series 3, Series 55, Series 7, Series 10 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Anthony Michael Victor's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 30, 2021 - Present
LIQUIDNET, INC.
Office #1: 200 Vesey Street 5th Floor, New York, NY 10281Office #2: 200 Vesey Street 5th Floor, New York, NY 10281September 9, 2009 - February 24, 2021
RBC CAPITAL MARKETS, LLC
July 5, 2007 - September 9, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 7, 2006 - July 7, 2006
WAVE SECURITIES, LLC
November 18, 1994 - September 9, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 12/6/2000
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
Current Firm
LIQUIDNET, INC.
CRD#: 103987 / SEC#: , 8-52461
Contact information
FINRA licenses (16 States and Territories)
Documents
Disclosures
| Regulatory Event | 10 |
Red Flags
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