Alan H. Davidson
Professional summary
Alan Howard Davidson was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Alan is a previously registered financial professional and started their career in finance in 1995. Prior to being barred, Alan had worked at 3 firms, which includes KIMBALL & CROSS INVESTMENT MANAGEMENT CORP., WHITEHORNE & COMPANY LTD., BARRON CHASE SECURITIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 9, 2002 - March 14, 2003
KIMBALL & CROSS INVESTMENT MANAGEMENT CORP.
January 12, 1999 - September 21, 2001
WHITEHORNE & COMPANY, LTD.
March 3, 1997 - October 22, 1998
KIMBALL & CROSS INVESTMENT MANAGEMENT CORP.
June 29, 1995 - February 25, 1997
BARRON CHASE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KIMBALL & CROSS INVESTMENT MANAGEMENT CORP.
CRD#: 2438 / SEC#: , 8-27504
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KIMBALL & CROSS WEB CAPITAL, INC. | HOLDING COMPANY | |
| HUDSON VALLEY CAPITAL MANAGEMENT, LLC | SHAREHOLDER | |
| CLIFFORD, JOHN CHANDLER | DIRECTOR, CFO, CCO, FIN/OP, CROP/ROP, GEN. SECURITIES PRIN. | 2249584 |
| DOLLER, CHARLES WILLIAM III | DIRECTOR | 2389795 |
| GILLIS, MARK JOSEPH | DIRECTOR | 2381496 |
| LAINE, RICHARD REINO JR | DIRECTOR, PRESIDENT, CEO, GENERAL SECURITIES PRINCIPAL | 2640877 |
| TOBIN, JOHN EDWARD | DIRECTOR, TREASURER, GENERAL SECURITIES PRINCIPAL | 2337695 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 2 |
Red Flags
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