Eric D. Altier
Professional summary
Eric David Altier, who also goes by Eric Altier, is a registered financial professional currently at CANTOR FITZGERALD & CO. located in New York, New York.
Eric is registered as a RR (Registered Representative) and started their career in finance in 1995. Eric has worked at 9 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Eric David Altier's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 4, 2024 - Present
CANTOR FITZGERALD & CO.
Office #1: 110 East 59th Street 4 Floor Itd, New York, NY 10022March 22, 2005 - May 2, 2023
GOLDMAN SACHS & CO. LLC
April 26, 2004 - March 21, 2005
SG AMERICAS SECURITIES, LLC
August 18, 2003 - April 26, 2004
COWEN AND COMPANY
July 20, 2001 - August 13, 2003
ABN AMRO INCORPORATED
April 30, 2001 - March 1, 2002
ABN AMRO SECURITIES LLC
September 15, 2000 - April 30, 2001
ABN AMRO INCORPORATED
March 18, 1998 - September 12, 2000
NOMURA SECURITIES INTERNATIONAL, INC.
January 1, 1996 - February 9, 1998
BARCLAYS CAPITAL INC.
October 18, 1995 - January 1, 1996
BARCLAYS DE ZOETE WEDD INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/10/2025)
(10/10/2025)
(10/10/2025)
(10/10/2025)
(10/10/2025)
(10/10/2025)
(4/15/2025)
(10/10/2025)
(10/10/2025)
(1/28/2025)
(11/4/2024)
(10/10/2025)
(10/11/2025)
(10/10/2025)
(10/10/2025)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 3/14/2000
Limited Representative-Equity Trader ExamCboe BYX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE Arca, Inc.
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
CANTOR FITZGERALD & CO.
CRD#: 134 / SEC#: , 8-201
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CFS CF & CO I HOLDINGS, L.P. | MANAGING GENERAL PARTNER | |
| ANZALONE, THOMAS JOSEPH | CHIEF OPERATIONS OFFICER/PRINCIPAL OPERATIONS OFFICER | 1161513 |
| BANDELIER, PASCAL DANIEL | CO-CHIEF EXECUTIVE OFFICER/GLOBAL HEAD OF EQUITIES | 4424051 |
| CFLP CF&CO I HOLDINGS, L.P. | LIMITED PARTNER | |
| KELLY, SAGE NOLAN | CO-CHIEF EXECUTIVE OFFICER /GLOBAL HEAD OF INVESTMENT BANKING | 2528122 |
| MERKEL, STEPHEN MARCUS | EXECUTIVE MANAGING DIRECTOR, CHIEF LEGAL OFFICER, GENERAL COUNSEL & SECRETARY | 2366318 |
| SALINAS, DANNY | CHIEF FINANCIAL OFFICER | 6184109 |
| SHIELDS, WILLIAM MICHAEL | CHIEF COMPLIANCE OFFICER | 2380166 |
| WALL, CHRISTIAN DOUGLAS | CO-CHIEF EXECUTIVE OFFICER/GLOBAL HEAD OF FIXED INCOME | 2751397 |
Disclosures
| Regulatory Event | 97 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
