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CB

Claudette Y. Burgess-gay

TRADEPRO SECURITIES.
Lawrenceville, GA
Some features on this profile are disabled
CRD#: 2547910
CB

Professional summary

Claudette Yvonne Burgess-gay, who also goes by Claudette Yvonne Burgess, Claudette Yvonne Gay, is a registered financial professional currently at TRADEPRO SECURITIES, LLC. located in Lawrenceville, Georgia.

Claudette is registered as a RR (Registered Representative) and started their career in finance in 1997. Claudette has worked at 14 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 24, Series 27, Series 14 and Series 53 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Claudette Yvonne Burgess | Claudette Yvonne Gay

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Claudette Yvonne Burgess-gay's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 1, 2019 - Present

TRADEPRO SECURITIES, LLC.

BD
CRD#: 103781
Lawrenceville, GA
Past

May 19, 2014 - August 4, 2014

WORLD TRADE FINANCIAL CORPORATION

BD
CRD#: 42638
SAN DIEGO, CA
Past

October 21, 2013 - January 16, 2018

GLOBAL EMERGING CAPITAL GROUP, LLC

BD
CRD#: 130120
NEW YORK, NY
Past

September 3, 2013 - May 18, 2015

JUMPSTART SECURITIES, LLC

BD
CRD#: 156214
ATLANTA, GA
Past

January 31, 2012 - March 15, 2012

OCEAN CROSS CAPITAL MARKETS LLC

BD
CRD#: 156256
WESTPORT, CT
Past

January 1, 2010 - October 18, 2010

ALLIANCE WARBURG GLOBAL FINANCIAL SERVICES, INC.

BD
CRD#: 43979
LOS ANGELES,, CA
Past

January 30, 2008 - March 28, 2008

MVP AMERICAN SECURITIES

BD
CRD#: 118286
LAS VEGAS, NV
Past

February 1, 2007 - September 27, 2007

LEGEND SECURITIES, INC.

BD
CRD#: 44952
NEW YORK, NY
Past

August 3, 2004 - June 19, 2007

NEW YORK GLOBAL SECURITIES, INC.

BD
CRD#: 46429
NEW YORK, NY
Past

December 18, 2003 - May 26, 2004

NORTH AMERICAN CLEARING, INC.

BD
CRD#: 39118
LONGWOOD, FL
Past

July 10, 2003 - January 13, 2004

FRANKLIN ROSS, INC.

BD
CRD#: 43610
PRINCETON, NJ
Past

February 14, 2001 - July 3, 2001

POINT DIREX SECURITIES, LLC

BD
CRD#: 41437
ORLANDO, FL
Past

January 28, 2000 - February 15, 2001

ARGO SECURITIES CORP.

BD
CRD#: 38473
PLANO, TX
Past

December 8, 1997 - February 1, 2000

JOSEPH CHARLES & ASSOC., INC.

BD
CRD#: 3949
BOCA RATON, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(12/11/2019)

Exams

State Security Law Exam
RR
Series 63
Date: 3/5/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 1/16/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/6/1997
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/2/2023
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 27
Date: 1/2/2023
Financial and Operations Principal Examination
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 53
Date: 6/4/2005
Municipal Securities Principal Examination
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

TS
TRADEPRO SECURITIES, LLC.
AUTOSHARES | TRADEPRO SECURITIES,INC. | TRADEPRO SECURITIES, LLC. | TRADEPRO SECURITIES, INC. | SOUTHERN TRUST SECURITIES, INC. | SOUTHERN TRUST SECURITIES ASSET MANAGEMENT, INC. | OPTIONSROUTE | CIS ASSET MANAGEMENT, INC | CAPITAL INVESTMENT SERVICES, INC.

CRD#: 103781 / SEC#: , 8-52282

BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information

Main Address
340 Congress Parkway,, Lawrenceville, GA 30044
Mailing Address
340 Congress Parkway,, Lawrenceville, GA 30044
Phone number
(305) 446-4800
Established
Florida since 06/10/1999
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SAMATA HOLDINGS LLCOWNER
CASS, STEPHEN JOHNPRESIDENT/FINOP/OWNER2317871
DOLAN, TERENCE JR.COO/BUSINESS DEVELOPMENT/OWNER2352516
BURGESS-GAY, CLAUDETTE YVONNECCO/AMLCO2547910

Disclosures

Regulatory Event5

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TRADEPRO SECURITIES, LLC.

CRD#: 103781Lawrenceville, GA

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