CW
Charles P. Welde
PROSPERITY CAPITAL ADVISORS
CHADDS FORD, PA 19317
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CRD#: 2547409
CW
Professional summary
Charles Paul Welde, CFP® is a registered financial advisor currently at PROSPERITY CAPITAL ADVISORS located in Chadds Ford, Pennsylvania.
Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Charles has worked at 3 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) The CP Welde Group; Investment Related: Yes; Address: 330 Kennett Pike (Rtd. 52), Suite 201, Chadds Ford, PA 19317; Nature: Tax Planning; Position: Owner; Start Date: June, 1984; Hours per week: 4 2) The CP Welde Group; Investment Related: Yes; Address: 330 Kennett Pike (Rtd. 52), Suite 201, Chadds Ford, PA 19317; Nature: Fixed Insurance Planning and sales; Position: Owner; Start Date: June, 1984; Hours per week: 4 3) Charles Welde is a General Partner with the Castle Rock Life Settlements Fund. While Mr. Welde is not currently active in soliciting life settlements, this is an investment-related activity. He spends approx. 1 hours/month on this activity earning a fee based on a percentage of the applicable investments.
CRS (Client Relationship Summary) - RIA
Click below to view Charles Paul Welde's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2001
Experience
Current
January 19, 2012 - Present
PROSPERITY CAPITAL ADVISORS
Office #1: 330 Kennett Pike Suite 201, Chadds Ford, PA 19317RIA
CRD#: 156480
CHADDS FORD, PA
Past
February 4, 1997 - January 11, 2005
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
NEWTOWN SQUARE, PA
Past
January 3, 1995 - December 31, 2004
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
DALLAS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PC
PROSPERITY CAPITAL ADVISORS
C2P CAPITAL ADVISORY GROUP, LLC | WEALTH LOGIC SOLUTIONS | UNITED FINANCIAL SOLUTIONS | THE SMITH GROUP TAX & WEALTH ADVISORS | THE JL SMITH GROUP | THE CHAMBERLIN GROUP | PROSPERITY CAPITAL ADVISORS
CRD#: 156480 / SEC#: 801-72187
RIA
Registered Investment Advisory firm - (3/22/2011 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Delaware(6/10/2020)
IAR
Pennsylvania(1/19/2012)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
PC
PROSPERITY CAPITAL ADVISORS
C2P CAPITAL ADVISORY GROUP, LLC | WEALTH LOGIC SOLUTIONS | UNITED FINANCIAL SOLUTIONS | THE SMITH GROUP TAX & WEALTH ADVISORS | THE JL SMITH GROUP | THE CHAMBERLIN GROUP | PROSPERITY CAPITAL ADVISORS
CRD#: 156480 / SEC#: 801-72187
RIA
Registered Investment Advisory firm - (3/22/2011 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
30400 Detroit Road Suite 201, Westlake, OH 44145
Mailing Address
Phone number
(888) 240-0064
Established
Firm type
Fiscal year end
# of Employees
202
SEC notice filing (42 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 14,823 |
| AUM (Assets Under Management) | $ 3,684,966,200 |
Red Flags
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