Rosario S. Ilacqua
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rosario Salvatore Ilacqua, who also goes by Rosario S Ilacqua, Rosario Salvator Ilacqua, Rosario S Ilaqua, was a registered financial professional .
Rosario is a previously registered financial professional and started their career in finance in 1957. Rosario had worked at 4 firms and has passed the Series 63, Series 87, Series 16, Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 28, 2000 - December 11, 2012
MONNESS CRESPI HARDT & CO., INC.
March 26, 1990 - November 24, 1999
ROTHSCHILD & CO US INC.
September 22, 1987 - January 27, 1990
NIKKO ALTERNATIVE ASSET MANAGEMENT, INC.
June 7, 1957 - July 2, 1987
L. F. ROTHSCHILD & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 7/25/1956
Registered Representative ExaminationSeries 40
Date: 2/14/1972
Registered Principal ExaminationCurrent Firm
MONNESS CRESPI HARDT & CO., INC.
CRD#: 7424 / SEC#: , 8-21380
Contact information
FINRA licenses (14 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
