Maria N. Fregosi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Maria Noelle Fregosi, who also goes by Maria Windringer, was a registered financial professional .
Maria is a previously registered financial professional and started their career in finance in 1994. Maria had worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 79, Series 24, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 2, 2012 - January 17, 2014
BKF ADVISORS, INC.
March 15, 2011 - December 3, 2013
BRONSON & CO., LLC
April 1, 2002 - March 2, 2007
LASALLE FINANCIAL SERVICES, INC.
June 5, 1997 - April 3, 2002
ABN AMRO INCORPORATED
November 18, 1996 - April 30, 1997
IFMG SECURITIES, INC.
December 12, 1994 - March 1, 1996
ABN AMRO INCORPORATED
September 27, 1994 - December 2, 1994
LASALLE FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
BKF ADVISORS, INC.
CRD#: 165356 / SEC#:
Contact information
Red Flags
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