Michael W. Beardsley

INTERNET SECURITIES

Oakland, CA 94612

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CRD#: 2546470

Professional summary

Michael Wayne Beardsley, who also goes by Michael W Beardsley, is a registered financial advisor currently at INTERNET SECURITIES located in Oakland, California and RAINMAKER SECURITIES, LLC located in New York, New York.

Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Michael has worked at 4 firms and has passed the Series 65, Series 63, Series 79TO, SIE, Series 87, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael W Beardsley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

GENERAL PARTNER OF IMPACT TECHNOLOGY FUND, A VENTURE CAPITAL FUND LOCATED AT 300 FRANK H. OGAWA PLAZA, SUITE 238 OAKLAND CA 94612.WHEN THE FUND IS ABLE TO RAISE CAPITAL IT WILL BE INVESTMENT RELATED. SPEND 20 HOURS PER MONTH WORKING FOR IMPACT TECHNOLOGY FUND. EARLY STAGE INVESTMENTS WILL BE IN IMPACT TECHNOLOGIES INCLUDING IOT, AI, ROBOTICS, WATER, AND HEALTH CARE IT. INTERNET SECURITIES. MR. BEARDSLEY OVERSEES THE RIA DIVISION AND IS RESPONSIBLE FOR ANNUAL UPDATES AND FORM SUBMITTAL. 4 HOURS PER WEEK. IMPACT TECHNOLOGY FUND WILL BE HOUSED WITHIN RIA DIVISION. APARTMENT RENTAL OWNER 10 HOURS PER MONTH. TIMBER COVE VACATION HOME RENTAL; THIS SINGLE FAMILY HOUSE IS PART OF FAMILY ESTATE; LOCATED IN JENNER, CA; NOT INVESTMENT-RELATED; 1-4% OF TIME SPENT ON THIS ACTIVITY DURING NORMAL WORKING HOURS. LAKE TAHOE CABIN VACATION HOME RENTAL; OWNER OF 2 BEDROOM CABIN; 2-5% 1-4% OF TIME SPENT ON THIS ACTIVITY DURING NORMAL WORKING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Wayne Beardsley's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 24, 2017 - Present

INTERNET SECURITIES

Office #1: 300 Frank H. Ogawa Plaza Suite 238, Oakland, CA 94612

RIA

CRD#: 102800

Oakland, CA

Current

May 30, 2013 - Present

RAINMAKER SECURITIES, LLC

CRD#: 132995

New York, NY

Past

November 21, 2013 - December 31, 2016

INTERNET SECURITIES

RIA

CRD#: 102800

OAKLAND, CA

Past

January 19, 2006 - September 13, 2012

INTERNET SECURITIES

RIA

CRD#: 102800

OAKLAND, CA

Past

July 7, 2000 - September 13, 2012

INTERNET SECURITIES

CRD#: 102800

OAKLAND, CA

Past

July 14, 1998 - January 22, 1999

PACIFIC GROWTH EQUITIES, LLC

CRD#: 24835

SAN FRANCISCO, CA

Past

January 3, 1995 - October 20, 1997

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(5/30/2013)

IAR

California
(1/24/2017)

Florida
(2/26/2021)

Nevada
(11/27/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/7/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/29/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 87

Date: 7/7/2007

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 7

Date: 12/23/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/13/2000

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

INTERNET SECURITIES

INTERNET SECURITIES | TECHNOLOGY FUND | INTERNET SECURITIES, INCORPORATED

CRD#: 102800 / SEC#: , 8-52177

California

Registered Investment Advisory firm - SEC (1/24/2017 Approved)

Terminated by SEC on 11/12/2012

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Contact information

Main Address

300 Frank H. Ogawa Plaza Suite 238, Oakland, CA 94612

Mailing Address

Phone number

(510) 444-5240

Established

California since 02/19/1999

Firm type

Corporation

Fiscal year end

December

# of Employees

Documents

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
BEARDSLEY, MICHAEL WAYNE	SHAREHOLDER CCO

Disclosures

Regulatory Event

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael W. Beardsley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Wayne Beardsley's CRS (Customer Relationship Summary).

Certified licenses

Experience

RAINMAKER SECURITIES, LLC

INTERNET SECURITIES

INTERNET SECURITIES

INTERNET SECURITIES

PACIFIC GROWTH EQUITIES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 1/7/2006

Series 63

Date: 10/29/2005

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 87

Date: 7/7/2007

Series 7

Date: 12/23/1994

Series 24

Date: 3/13/2000

FINRA

Current Firm

INTERNET SECURITIES

Contact information

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

INTERNET SECURITIES

TRUST BUT VERIFY

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