Aaron L. Steele

BEDROCK INVESTMENT ADVISORS

Scottsdale, AZ 85260

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CRD#: 2545726

Professional summary

Aaron Lawrence Steele, AIF® is a registered financial advisor currently at BEDROCK INVESTMENT ADVISORS located in Scottsdale, Arizona.

Aaron is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Aaron has worked at 7 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Sound Cleaning - Janitorial Business - PO Box 4202 Olympia, WA 98501 - 09/2008 to Present - Owner - 10 hours/month (5 hours during securities trading hours)

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Aaron Lawrence Steele's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

January 23, 2017 - Present

BEDROCK INVESTMENT ADVISORS

Office #1: 7621 E. Gray Rd. Suite C., Scottsdale, AZ 85260

RIA

CRD#: 173131

Scottsdale, AZ

Past

January 23, 2017 - December 31, 2024

BEDROCK INVESTMENT ADVISORS

RIA

CRD#: 173131

Olympia, WA

Past

August 19, 2002 - May 10, 2004

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA

CRD#: 16361

SCOTTSDALE, AZ

Past

March 13, 2001 - May 10, 2004

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

BOSTON, MA

Past

June 6, 2000 - March 20, 2001

PIPER SANDLER & CO.

CRD#: 665

MINNEAPOLIS, MN

Past

August 26, 1999 - May 17, 2000

WELLS FARGO BROKERAGE SERVICES, L.L.C.

CRD#: 16100

MINNEAPOLIS, MN

Past

June 13, 1997 - May 16, 2000

WELLS FARGO SECURITIES INC.

CRD#: 17438

SAN FRANCISCO, CA

Past

July 13, 1995 - June 5, 1997

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Past

December 7, 1994 - May 11, 1995

AMERIPRISE ADVISOR SERVICES, INC.

CRD#: 5979

DETROIT, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(1/23/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/4/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/13/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/6/1994

General Securities Representative Examination

Current Firm

BEDROCK INVESTMENT ADVISORS

BEDROCK INVESTMENT ADVISORS | LUZENSKE, MICHAEL | BWM ADVISORY LLC | BEDROCK INVESTMENT ADVISORS, LLC. | BEDROCK INVESTMENT ADVISORS, INC.

CRD#: 173131 / SEC#: 801-108290

RIA

Registered Investment Advisory firm - (3/9/2021 Terminated)

Alabama

Registered Investment Advisory firm - (12/31/2024 Failure to Renew)

Arizona

Registered Investment Advisory firm - (6/10/2020 Approved)

Florida

Registered Investment Advisory firm - (11/16/2020 Approved)

Georgia

Registered Investment Advisory firm - (12/31/2024 Failure to Renew)

Illinois

Registered Investment Advisory firm - (12/31/2024 Failure to Renew)

Kansas

Registered Investment Advisory firm - (2/2/2023 Terminated)

Louisiana

Registered Investment Advisory firm - (12/6/2021 Terminated)

Michigan

Registered Investment Advisory firm - (12/31/2024 Failure to Renew)

Missouri

Registered Investment Advisory firm - (9/7/2016 Terminated)

Nebraska

Registered Investment Advisory firm - (9/9/2016 Terminated)

New Mexico

Registered Investment Advisory firm - (7/27/2023 Terminated)

New York

Registered Investment Advisory firm - (12/31/2024 Terminated)

North Carolina

Registered Investment Advisory firm - (12/31/2024 Failure to Renew)

Oregon

Registered Investment Advisory firm - (12/7/2021 Terminated)

Texas

Registered Investment Advisory firm - (1/29/2025 Approved)

Virginia

Registered Investment Advisory firm - (12/31/2024 Failure to Renew)

Washington

Registered Investment Advisory firm - (3/2/2021 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

7621 E. Gray Rd. Suite C., Scottsdale, AZ 85260

Mailing Address

10869 N. Scottsdale Road Suite 103-272, Scottsdale, AZ 85254

Phone number

(800) 779-4183

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	224
AUM (Assets Under Management)	$ 49,768,046

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Aaron L. Steele

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Aaron Lawrence Steele's CRS (Customer Relationship Summary).

Certified licenses

Experience

BEDROCK INVESTMENT ADVISORS

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

PIPER SANDLER & CO.

WELLS FARGO BROKERAGE SERVICES, L.L.C.

WELLS FARGO SECURITIES INC.

CHARLES SCHWAB & CO., INC.

AMERIPRISE ADVISOR SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 4/4/2016

Series 63

Date: 12/13/1994

Series 7

Date: 12/6/1994

Current Firm

BEDROCK INVESTMENT ADVISORS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BEDROCK INVESTMENT ADVISORS

TRUST BUT VERIFY

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