Cynthia A. Zickel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cynthia Annette Zickel, CFP®, who also goes by Cynthia Zickel, was a registered financial professional .
Cynthia is a previously registered financial professional and started their career in finance in 2003. Cynthia had worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 2 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 15, 2007 - February 23, 2015
HAVERFORD FINANCIAL SERVICES, INC.
July 27, 2004 - October 30, 2008
HAVERFORD INVESTMENT MANAGEMENT, INC.
January 20, 2003 - June 20, 2025
HAVERFORD TRUST SECURITIES, INC.
Primary Firm SEC Registration
HAVERFORD FINANCIAL SERVICES, INC.
CRD#: 130007 / SEC#: 801-62759
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 9/20/1994
Non-Member General Securities ExaminationCurrent Firm
HAVERFORD FINANCIAL SERVICES, INC.
CRD#: 130007 / SEC#: 801-62759
Contact information
SEC notice filing (50 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 27 |
| AUM (Assets Under Management) | $ 341,907,816 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
