Linda W. Towe

HERITAGE PLANNING & INVESTING SERVICES

EVERGREEN, CO 80439

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CRD#: 2545511

Professional summary

Linda Walsh Towe, who also goes by Linda Kay Walsh, is a registered financial advisor currently at HERITAGE PLANNING & INVESTING SERVICES, LLC located in Evergreen, Colorado.

Linda is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Linda has worked at 5 firms and has passed the Series 65, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Linda Kay Walsh

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Linda Walsh Towe's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 29, 2000 - Present

HERITAGE PLANNING & INVESTING SERVICES, LLC

Office #1: 3560 Evergreen Pkwy #109, Evergreen, CO 80439

RIA

CRD#: 116287

EVERGREEN, CO

Past

March 31, 1999 - December 31, 2000

MUTUAL SERVICE CORPORATION

CRD#: 4806

BOSTON, MA

Past

January 26, 1995 - March 31, 1999

TITAN/VALUE EQUITIES GROUP, INC.

CRD#: 6359

IRVINE, CA

Past

October 14, 1994 - January 11, 1995

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

October 14, 1994 - January 11, 1995

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(12/29/2000)

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Exams

State Security Law Exam

IAR

Series 65

Date: 4/14/2000

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 11/14/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/13/1994

Investment Company Products/Variable Contracts Representative Examination

Current Firm

HERITAGE PLANNING & INVESTING SERVICES, LLC

CRD#: 116287 / SEC#:

Colorado

Registered Investment Advisory firm - (12/29/2000 Approved)

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Contact information

Main Address

Louisville, CO

Mailing Address

Po Box 270570, Louisville, CO 80027

Phone number

(303) 679-0771

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	45
AUM (Assets Under Management)	$ 6,468,006

Red Flags

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Linda W. Towe

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Linda Walsh Towe's CRS (Customer Relationship Summary).

Certified licenses

Experience

HERITAGE PLANNING & INVESTING SERVICES, LLC

MUTUAL SERVICE CORPORATION

TITAN/VALUE EQUITIES GROUP, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 4/14/2000

Series 7

Date: 11/14/2000

Series 6

Date: 10/13/1994

Current Firm

HERITAGE PLANNING & INVESTING SERVICES, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

HERITAGE PLANNING & INVESTING SERVICES, LLC

TRUST BUT VERIFY

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