Flora R. Kawasjee
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Flora Ranko Kawasjee, who also goes by Fong Ran Chen, Flora R Kawasjee, was a registered financial professional .
Flora is a previously registered financial professional and started their career in finance in 1995. Flora had worked at 7 firms and has passed the Series 66, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 4, 2005 - August 1, 2013
BANKOH INVESTMENT SERVICES, INC.
April 10, 2003 - May 3, 2004
BANKOH INVESTMENT SERVICES, INC.
April 10, 2003 - August 1, 2013
BANKOH INVESTMENT SERVICES, INC.
June 27, 2002 - April 4, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
April 30, 2002 - April 4, 2003
IDS LIFE INSURANCE COMPANY
April 30, 2002 - April 4, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
December 11, 2000 - April 23, 2002
COMMERZ MARKETS LLC
February 19, 1997 - September 30, 1998
UBS SECURITIES LLC
February 11, 1996 - March 13, 1997
PERSHING LLC
November 21, 1995 - February 6, 1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BANKOH INVESTMENT SERVICES, INC.
CRD#: 29280 / SEC#: 801-105480, 8-44201
Contact information
Regulatory assets under management
| Total Number of Accounts | 1,252 |
| AUM (Assets Under Management) | $ 398,467,597 |
Red Flags
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