Christopher R. Sampson
Professional summary
Christopher Robert Sampson is a registered financial professional currently at VIRTU AMERICAS LLC located in New York, New York.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 1995. Christopher has worked at 3 firms and has passed the Series 63, SIE, Series 37 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher Robert Sampson's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 20, 2019 - Present
VIRTU AMERICAS LLC
Office #1: 1633 Broadway 41st Fl, New York, NY 10019March 30, 2017 - August 3, 2020
VIRTU ITG LLC
April 12, 1995 - May 18, 1995
AMERIPRISE ADVISOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/20/2019)
Exams
Series 37
Date: 3/30/2017
Canada Module of the General Securities Registered Representative (With Options Questions)Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
Long-Term Stock Exchange, Inc.
MEMX LLC
MIAX PEARL, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq MRX, LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
VIRTU AMERICAS LLC
CRD#: 149823 / SEC#: , 8-68193
Contact information
FINRA licenses (51 States and Territories)
Documents
Disclosures
| Regulatory Event | 57 |
| Civil Event | 1 |
Red Flags
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