Jaehwan Kim
Professional summary
Jaehwan Kim, who also goes by Jay Kim, is a registered financial professional currently at KAYAN SECURITIES, INC. located in Los Angeles, California.
Jaehwan is registered as a RR (Registered Representative) and started their career in finance in 1995. Jaehwan has worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jaehwan Kim's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 10, 2012 - Present
KAYAN SECURITIES, INC.
Office #1: 3435 Wilshire Blvd Suite 1850, Los Angeles, CA 90010April 4, 2005 - February 8, 2012
SH INVESTMENT & SECURITIES
August 9, 2004 - May 16, 2005
ETECH SECURITIES, INC.
February 26, 2003 - August 30, 2004
HANMI SECURITIES, INC.
April 26, 2002 - February 20, 2003
KUKJE INVESTMENT & SECURITIES, INC.
July 14, 2000 - August 16, 2000
UBS FINANCIAL SERVICES INC.
April 7, 1998 - May 24, 2001
HANMI SECURITIES, INC.
January 25, 1995 - February 23, 1998
DAEHAN SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/10/2012)
Exams
FINRA
Current Firm
KAYAN SECURITIES, INC.
CRD#: 156175 / SEC#: , 8-68770
Contact information
FINRA licenses (3 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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