LE
Lynn S. Erskine
JANNEY MONTGOMERY SCOTT LLC
West Chester, PA 19380
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CRD#: 2544483
LE
Professional summary
Lynn Suzanne Erskine, CFP®, who also goes by Lynn S Erskine, Lynn Erskine, Lynn Suzanne Ligotti, is a registered financial advisor currently at JANNEY MONTGOMERY SCOTT LLC located in West Chester, Pennsylvania.
Lynn is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Lynn has worked at 5 firms and has passed the Series 63, Series 66, Series 65, SIE, Series 7, Series 6, Series 2, Series 9 and Series 10 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Lynn S Erskine | Lynn Erskine | Lynn Suzanne Ligotti
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Charles P. Erskine, PE, LLC; my spouse has an engineering consulting business that he operates as an LLC. He is the owner of the business; 200 S. Franklin St., Unit 3, West Chester, PA 19382; Start date 01/01/2001; I have no role in the business; Investment-related
CRS (Client Relationship Summary) - RIA
Click below to view Lynn Suzanne Erskine's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Lynn Suzanne Erskine's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
November 11, 2019 - Present
JANNEY MONTGOMERY SCOTT LLC
Office #1: 200 N. High Street Suite 201, West Chester, PA 19380RIA
BD
CRD#: 463
West Chester, PA
Current
November 11, 2019 - Present
JANNEY MONTGOMERY SCOTT LLC
Office #1: 200 N. High Street Suite 201, West Chester, PA 19380RIA
BD
CRD#: 463
West Chester, PA
Past
August 2, 2018 - November 11, 2019
VANGUARD ADVISERS, INC.
RIA
CRD#: 106715
MALVERN, PA
Past
July 19, 2018 - November 11, 2019
VANGUARD MARKETING CORPORATION
BD
CRD#: 7452
MALVERN, PA
Past
January 13, 2014 - July 24, 2014
JANNEY MONTGOMERY SCOTT LLC
RIA
CRD#: 463
WEST CHESTER, PA
Past
December 5, 2013 - July 24, 2014
JANNEY MONTGOMERY SCOTT LLC
BD
CRD#: 463
WEST CHESTER, PA
Past
May 20, 2005 - July 5, 2005
AMG DISTRIBUTORS, INC.
RIA
CRD#: 27314
CONSHOHOCKEN, PA
Past
January 31, 2002 - July 5, 2005
AMG DISTRIBUTORS, INC.
BD
CRD#: 27314
STAMFORD, CT
Past
January 4, 1999 - April 8, 2005
RORER ASSET MANAGEMENT LLC
RIA
CRD#: 104575
CONSHOHOCKEN, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JANNEY MONTGOMERY SCOTT LLC
JANNEY MONTGOMERY SCOTT INC. | PARKER/HUNTER ASSET MANAGEMENT | JANNEY MONTGOMERY SCOTT LLC
CRD#: 463 / SEC#: 801-7258, 8-462
RIA
Registered Investment Advisory firm - SEC (3/8/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Massachusetts(6/27/2022)
IAR
Massachusetts(7/7/2022)
RR
New Jersey(6/27/2022)
IAR
New Jersey(6/28/2022)
RR
New York(6/27/2022)
IAR
New York(6/27/2022)
RR
Pennsylvania(11/11/2019)
IAR
Pennsylvania(11/11/2019)
IAR
Texas(11/11/2019)
RR
Texas(6/27/2022)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 2
Date: 2/13/1995
Non-Member General Securities ExaminationPrincipal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
JANNEY MONTGOMERY SCOTT LLC
JANNEY MONTGOMERY SCOTT INC. | PARKER/HUNTER ASSET MANAGEMENT | JANNEY MONTGOMERY SCOTT LLC
CRD#: 463 / SEC#: 801-7258, 8-462
RIA
Registered Investment Advisory firm - SEC (3/8/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
1717 Arch Street, Philadelphia, PA 19103
Mailing Address
1717 Arch Street, Philadelphia, PA 19103
Phone number
(215) 665-6000
Established
Delaware since 08/27/1999
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
2,375
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JUNE PURCHASER LLC | OWNER | |
| CULLEY, JOSEPH DAVID | BANKING PRINCIPAL (BP) | 4275987 |
| DOWNEY, DANEEN ELIZABETH | DEPUTY GENERAL COUNSEL | 4758790 |
| FUSCO, CHRISTOPHER | ROSFP | 5858082 |
| HALL, CAROLINE KATHRYNE | CHIEF COMPLIANCE OFFICER | 6342772 |
| HRICKO, MICHAEL J | CHIEF FINANCIAL OFFICER | 4509746 |
| LEMPA, JESSICA ELLEN | IA CCO | 5276453 |
| MCSHEA, GREGORY BURNS | GENERAL COUNSEL | 2870963 |
| MILLER, ANTHONY MATTHEW | DIRECTOR, PRESIDENT AND CEO | 4597116 |
| MULLAN, DAVID MICHAEL | PRINCIPAL OPERATIONS OFFICER | 2739186 |
| REED, KEVIN JUDE | EXECUTIVE OFFICER | 2105832 |
| RIGGI, BRETT STEPHAN | CHIEF OPERATING OFFICER | 4462496 |
Regulatory assets under management
| Total Number of Accounts | 239,256 |
| AUM (Assets Under Management) | $ 100,795,564,390 |
Disclosures
| Regulatory Event | 54 |
| Arbitration | 66 |
| Bond | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/07/2025 | ||
| 03/21/2025 | ||
| 10/09/2024 | ||
| 10/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
