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RW

Roberto R. Washington

FINANCIAL INTERNATIONAL
Los Angeles, CA 90015
Some features on this profile are disabled
CRD#: 2544397
RW

Professional summary

Roberto Roussell Washington is a registered financial advisor currently at FINANCIAL INTERNATIONAL located in Los Angeles, California.

Roberto is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Roberto has worked at 3 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
R & R International Enterprises, Inc~'NIR'~1605 West Olympic Blvd, Suite 9057~Los Angeles~CA~90015~Real Estate/Mortgage/Title Services/Appraisal~Chief Executive Officer~8/31/2009~50hrs~16hrs~Office manager|Roberto Washington~'NIR'~1605 West Olympic Blvd, Suite 9057~Los Angeles~CA~90015~Church Pastor/Priest~Other~11/19/2013~5hrs~0hrs~Minister|R&R International Enterprises~'NIR'~1605 West Olympic Blvd, Suite 9057~Los Angeles~CA~90015~Tax Preparation/Accounting~Chief Executive Officer~12/1/1992~40hrs~0hrs~office management|Financial International~'NIR'~1605 West Olympic Blvd, Suite 9057~Los Angeles~CA~90015~Independent Insurance Agent~Insurance Sales Agent~2/1/2009~40hrs~0hrs~accounting & insurance - general partner|

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CRS (Client Relationship Summary) - RIA

Click below to view Roberto Roussell Washington's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 29, 2020 - Present

FINANCIAL INTERNATIONAL

Office #1: 1605 West Olympic Blvd Ste 9057, Los Angeles, CA 90015Office #2: 1605 West Olympic Blvd Suite 9057, Los Angeles, CA 90015
RIA
CRD#: 310192
Los Angeles, CA
Past

September 16, 2019 - July 28, 2020

FINANCIAL INTERNATIONAL

RIA
CRD#: 304894
LOS ANGELES, CA
Past

July 10, 2000 - June 27, 2018

AVANTAX INVESTMENT SERVICES, INC.

BD
CRD#: 13686
LOS ANGELES, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(7/29/2020)

Exams

State Security Law Exam
RR
Series 63
Date: 6/17/2021
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 6/22/2019
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
SIE
Date: 6/27/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/8/2000
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 9/6/2002
General Securities Principal Examination

Current Firm

FI
FINANCIAL INTERNATIONAL
FINANCIAL INTERNATIONAL | R & R INTERNATIONAL ENTERPRISES, INC

CRD#: 310192 / SEC#:

California
Registered Investment Advisory firm - (9/16/2019 Approved)
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Contact information

Main Address
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FINANCIAL INTERNATIONAL

CRD#: 310192Los Angeles, CA 90015

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