Somboon Wongvitavas
Professional summary
Somboon Wongvitavas, who also goes by Sam Wongvitavas, Somboon Wongvitavas, is a registered financial professional currently at INTEGRITY BROKERAGE, LLC located in Seattle, Washington.
Somboon is registered as a RR (Registered Representative) and started their career in finance in 1994. Somboon has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Somboon Wongvitavas's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 5, 2016 - Present
INTEGRITY BROKERAGE, LLC
Office #1: 720 Seneca St Ste 107, Seattle, WA 98101October 2, 2001 - March 3, 2016
FINANCE 500, INC.
July 16, 1999 - November 16, 2001
VANTAGE INVESTMENTS
October 3, 1995 - August 26, 1998
FINANCE 500, INC.
September 8, 1995 - October 30, 1995
CAMDEN FINANCIAL SERVICES
June 12, 1995 - September 13, 1995
FINANCE 500, INC.
October 19, 1994 - June 22, 1995
INTERFIRST CAPITAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/5/2016)
(11/29/2024)
Exams
FINRA
Current Firm
INTEGRITY BROKERAGE, LLC
CRD#: 117589 / SEC#: , 8-53604
Contact information
FINRA licenses (11 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
