Somboon Wongvitavas

CERRITOS, CA 90703

CRD#: 2544379

Some features on this profile are disabled

Professional summary

Somboon Wongvitavas, who also goes by Sam Wongvitavas, Somboon Wongvitavas, was a registered financial advisor .

Somboon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Somboon had worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sam Wongvitavas | Somboon Wongvitavas

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Somboon Wongvitavas's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 29, 2026 - Present

Office #1: 11662 Jerry St, Cerritos, CA 90703

CERRITOS, CA

Current

March 5, 2016 - Present

INTEGRITY BROKERAGE, LLC

Office #1: 720 Seneca St Ste 107, Seattle, WA 98101

CRD#: 117589

Seattle, WA

Past

October 2, 2001 - March 3, 2016

FINANCE 500, INC.

CRD#: 12981

IRVINE, CA

Past

July 16, 1999 - November 16, 2001

VANTAGE INVESTMENTS

CRD#: 46674

HUNTINGTON BEACH, CA

Past

October 3, 1995 - August 26, 1998

FINANCE 500, INC.

CRD#: 12981

IRVINE, CA

Past

September 8, 1995 - October 30, 1995

CAMDEN FINANCIAL SERVICES

CRD#: 19925

KELLER, TX

Past

June 12, 1995 - September 13, 1995

FINANCE 500, INC.

CRD#: 12981

IRVINE, CA

Past

October 19, 1994 - June 22, 1995

INTERFIRST CAPITAL CORPORATION

CRD#: 7659

LOS ANGELES, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(3/5/2016)

IAR

California
(5/29/2026)

Hawaii
(11/29/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/9/2024

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/24/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/18/1994

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

INTEGRITY BROKERAGE, LLC

CRD#: 117589 / SEC#: , 8-53604

Broker-Dealer Firm Regulated by FINRA (Denver district office)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

720 Seneca St Ste 107, Monterey Park, CA 98101

Mailing Address

453 S Spring St Ste 400 Pmb 285, Los Angeles, CA 90013

Phone number

(949) 294-9833

Established

California since 08/01/2020

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (8 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
WONG, DAVID WEI	CEO/CCO/CFO	4689031
DE LUZ, MICHAEL K	FINANCIAL OPERATIONS PRINCIPAL	2526894
LAWSON, SEAN CHRISTOPHER	PRINCIPAL	2536371

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Tara Unverzagt

SOUTH BAY FINANCIAL PARTNERS

IAR

Torrance, CA

Mark Rylance

RS CRUM INC.

IAR

Newport Beach, CA

Jon Neuhaus

MORGAN STANLEY

IAR

El Segundo, CA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Somboon Wongvitavas

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Somboon Wongvitavas's CRS (Customer Relationship Summary).

Certified licenses

Experience

FINANCE 500, INC.

VANTAGE INVESTMENTS

FINANCE 500, INC.

CAMDEN FINANCIAL SERVICES

FINANCE 500, INC.

INTERFIRST CAPITAL CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 10/9/2024

Series 63

Date: 10/24/1994

SIE

Date: 10/1/2018

Series 7

Date: 10/18/1994

FINRA

Current Firm

INTEGRITY BROKERAGE, LLC

Contact information

FINRA licenses (8 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

INTEGRITY BROKERAGE, LLC

TRUST BUT VERIFY

Similar Advisors