MW
Michael J. Westerman
DIVERSIFY ADVISORY SERVICES
Owasso, OK 74055
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CRD#: 2543980
MW
Michael John WestermanDIVERSIFY ADVISORY SERVICES
Professional summary
Michael John Westerman, AIF®, who also goes by Mike John Westerman, is a registered financial advisor currently at DIVERSIFY ADVISORY SERVICES, LLC located in Owasso, Oklahoma.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Michael has worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
At a Glance
Always Fiduciary
Aliases
Mike John Westerman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Fixed insurance sales; as of 06/01/2015, 1% of time spent during business hours, investment related; conducted at branch. 2. Owner, Westerman Financial Services, LLC, a private entity established to facilitate securities, advisory, and insurance business; as of 01/02/2015, 100% of time spent during business hours, investment related; conducted at branch. 3. Co-Owner, Land Destination, LLC, an entity created for the purpose of buying and managing commercial real estate at North Garnett Rd, Owasso, OK 74055, as of 02/02/2022; 10% of time spent during business hours; Not Conducted at branch; Investment related. 4. Co-Owner, Weskol Real Estate LLC, an entity created for the purpose of leasing commercial space at 12704 E 86th St North, Owasso, OK 74055, as of 01/02/2026, 1% of time spent during business hours.
CRS (Client Relationship Summary) - RIA
Click below to view Michael John Westerman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
September 18, 2026 - Present
DIVERSIFY ADVISORY SERVICES, LLC
Office #1: 12704 East 86th St N, Owasso, OK 74055RIA
CRD#: 326060
Owasso, OK
Past
January 5, 2015 - September 28, 2026
COMMONWEALTH FINANCIAL NETWORK
RIA
CRD#: 8032
Owasso, OK
Past
January 2, 2015 - April 1, 2025
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
Owasso, OK
Past
November 3, 2006 - January 5, 2015
BOK FINANCIAL SECURITIES, INC.
RIA
CRD#: 17530
OWASSO, OK
Past
November 1, 2006 - January 5, 2015
BOK FINANCIAL SECURITIES, INC.
BD
CRD#: 17530
OWASSO, OK
Past
May 26, 2006 - November 13, 2006
ARVEST WEALTH MANAGEMENT
RIA
CRD#: 42057
BARTLESVILLE, OK
Past
May 23, 2006 - November 13, 2006
ARVEST WEALTH MANAGEMENT
BD
CRD#: 42057
BARTLESVILLE, OK
Past
September 19, 2005 - May 22, 2006
NATIONWIDE INVESTMENT SERVICES CORPORATION
BD
CRD#: 7110
COLUMBUS, OH
Past
January 14, 2003 - September 22, 2005
CETERA INVESTMENT SERVICES LLC
RIA
CRD#: 15340
OWASSO, OK
Past
March 6, 2001 - September 22, 2005
CETERA INVESTMENT SERVICES LLC
BD
CRD#: 15340
ST. CLOUD, MN
Past
November 7, 2000 - February 16, 2001
CUE FINANCIAL GROUP, INC.
BD
CRD#: 21033
PHOENIX, AZ
Past
February 4, 2000 - November 7, 2000
INVESTMENT PROFESSIONALS, INC.
BD
CRD#: 30184
SAN ANTONIO, TX
Past
December 8, 1995 - February 10, 2000
INVEST FINANCIAL CORPORATION
BD
CRD#: 12984
APPLETON, WI
Past
December 20, 1994 - November 24, 1995
EDWARD JONES
BD
CRD#: 250
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DA
DIVERSIFY ADVISORY SERVICES, LLC
ADVANCED WEALTH STRATEGIES GROUP | WESTRIDGE WEALTH STRATEGIES | WESTERMAN FINANCIAL | THS PRIVATE FAMILY OFFICE | THE CRESTWELL GROUP | SPARK FINANCIAL SERVICE | SERRATELLI FINANCIAL GROUP | ROCKY MOUNTAIN WEALTH ADVISORS | RIVER FINANCIAL GROUP | RESILIENT WEALTH MANAGEMENT | PROVIDENCE WEALTH ADVISORS | PLATINUM WEALTH GROUP | PATTERSON FINANCIAL SOLUTIONS | PARKVIEW WEALTH ADVISORS | NUCLEUS FINANCIAL GROUP | MINSKY FINANCIAL GROUP, LLC | MARCH FORWARD | LONGHORN FINANCIAL | LIVE OAK INVESTMENT PARTNERS | KLK CAPITAL MANAGEMENT, LLC | KEY ADVISORS WEALTH MANAGEMENT LLC | INVENTA WEALTH ADVISORS | INPAC WEALTH | ICONA WEALTH | HARDING FINANCIAL & INSURANCE | GROVE WEALTH ADVISORS | GRIFFIN WEALTH PARTNERS | GRADY CAPITAL GROUP | GOMEZ CORP | GLOBAL WEALTH PARTNERS, INC. | GLIDE FINANCIAL GROUP | GEN 1 FINANCIAL | FULCRUM INVESTMENT SERVICES | FIRST FINANCIAL CENTER OF DALLAS | FINANCIAL RESOURCES INC. | EVERGREEN ADVISOR GROUP | DIVERSIFY, INC. | DIVERSIFY ADVISORY SERVICES, LLC | DIVERSIFY ADVISOR NETWORK | DARK HORSE PRIVATE WEALTH | CITY CENTER WEALTH ADVISORS | CIPOLLA FINANCIAL ADVISORS | CAPATA FINANCIAL | BUTLER FINANCIAL ADVISORS | BRIDGE EQUITIES | BOSTON WEALTH ADVISOR GROUP | ASHLAND PACIFIC | ANIMAS CAPITAL MANAGEMENT LLC
CRD#: 326060 / SEC#: 801-128675
RIA
Registered Investment Advisory firm - (8/31/2023 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Oklahoma(9/18/2026)
IAR
Texas(9/22/2026)
Exams
What does exam status mean?
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
DA
DIVERSIFY ADVISORY SERVICES, LLC
ADVANCED WEALTH STRATEGIES GROUP | WESTRIDGE WEALTH STRATEGIES | WESTERMAN FINANCIAL | THS PRIVATE FAMILY OFFICE | THE CRESTWELL GROUP | SPARK FINANCIAL SERVICE | SERRATELLI FINANCIAL GROUP | ROCKY MOUNTAIN WEALTH ADVISORS | RIVER FINANCIAL GROUP | RESILIENT WEALTH MANAGEMENT | PROVIDENCE WEALTH ADVISORS | PLATINUM WEALTH GROUP | PATTERSON FINANCIAL SOLUTIONS | PARKVIEW WEALTH ADVISORS | NUCLEUS FINANCIAL GROUP | MINSKY FINANCIAL GROUP, LLC | MARCH FORWARD | LONGHORN FINANCIAL | LIVE OAK INVESTMENT PARTNERS | KLK CAPITAL MANAGEMENT, LLC | KEY ADVISORS WEALTH MANAGEMENT LLC | INVENTA WEALTH ADVISORS | INPAC WEALTH | ICONA WEALTH | HARDING FINANCIAL & INSURANCE | GROVE WEALTH ADVISORS | GRIFFIN WEALTH PARTNERS | GRADY CAPITAL GROUP | GOMEZ CORP | GLOBAL WEALTH PARTNERS, INC. | GLIDE FINANCIAL GROUP | GEN 1 FINANCIAL | FULCRUM INVESTMENT SERVICES | FIRST FINANCIAL CENTER OF DALLAS | FINANCIAL RESOURCES INC. | EVERGREEN ADVISOR GROUP | DIVERSIFY, INC. | DIVERSIFY ADVISORY SERVICES, LLC | DIVERSIFY ADVISOR NETWORK | DARK HORSE PRIVATE WEALTH | CITY CENTER WEALTH ADVISORS | CIPOLLA FINANCIAL ADVISORS | CAPATA FINANCIAL | BUTLER FINANCIAL ADVISORS | BRIDGE EQUITIES | BOSTON WEALTH ADVISOR GROUP | ASHLAND PACIFIC | ANIMAS CAPITAL MANAGEMENT LLC
CRD#: 326060 / SEC#: 801-128675
RIA
Registered Investment Advisory firm - (8/31/2023 Approved)Loading...
Contact information
Main Address
10876 S River Front Pkwy Suite 600, South Jordan, UT 84095
Mailing Address
Phone number
(801) 890-7577
Established
Firm type
Fiscal year end
# of Employees
206
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,951 |
| AUM (Assets Under Management) | $ 4,648,787,397 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/09/2026 | ||
| 09/25/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
DIVERSIFY ADVISORY SERVICES, LLC
CRD#: 326060Owasso, OK 74055TRUST BUT VERIFY
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