Leo T. Furcht
Professional summary
Leo Theodore Furcht JR, who also goes by Leo Theodore Furcht, is a registered financial professional currently at NATIONWIDE INVESTMENT SERVICES CORPORATION located in Columbus, Ohio.
Leo is registered as a RR (Registered Representative) and started their career in finance in 1994. Leo has worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Leo Theodore Furcht JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 26, 2021 - Present
NATIONWIDE INVESTMENT SERVICES CORPORATION
Office #1: One Nationwide Plaza, Columbus, OH 43215January 19, 2011 - May 6, 2021
SECURIAN FINANCIAL SERVICES, INC.
June 12, 2009 - December 31, 2010
RIVERSOURCE DISTRIBUTORS, INC.
January 8, 2009 - June 3, 2009
RIVERSOURCE DISTRIBUTORS, INC.
January 1, 2007 - December 31, 2008
RIVERSOURCE DISTRIBUTORS, INC.
October 22, 2002 - July 3, 2006
IDS LIFE INSURANCE COMPANY
April 26, 2000 - January 1, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
February 10, 1997 - December 5, 1999
VOYA FINANCIAL ADVISORS, INC.
September 29, 1994 - April 12, 1996
LUTHERAN BROTHERHOOD SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/26/2021)
Exams
FINRA
Current Firm
NATIONWIDE INVESTMENT SERVICES CORPORATION
CRD#: 7110 / SEC#: , 8-20254
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONWIDE LIFE INSURANCE COMPANY | SHAREHOLDER | |
| AMBROZY, TINA S | PRESIDENT/BOARD DIRECTOR | 3149224 |
| HAWLEY, CRAIG ALAN | BOARD DIRECTOR | 4499105 |
| RABENSTINE, JAMES JAY | CHIEF COMPLIANCE OFFICER | 2025566 |
| ROSWELL, EWAN THEODORE | AVP, FINANCE CONTROLLERSHIP-NF AND FINOP | 3056545 |
| STEVENSON, ERIC RAY | BOARD DIRECTOR | 5250338 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
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