Anastasios Adam

PAPAMARKOU WELLNER PERKIN ADVISORS

New York, NY 10022

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CRD#: 2543337

Professional summary

Anastasios Adam, who also goes by Stacey Adam, is a registered financial advisor currently at PAPAMARKOU WELLNER PERKIN ADVISORS located in New York, New York and PAPAMARKOU WELLNER & CO., INC. located in New York, New York.

Anastasios is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Anastasios has worked at 6 firms and has passed the Series 63, SIE, Series 22 and Series 17 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Stacey Adam

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Alpha Trust Andromeda Investment Trust SA; Investment Related; Athens, Greece; Closed Ended Mutual Fund; Board Member; Start: 12/2012; 1-3 hours per month. Not during trading hours; Oversee management of the business with a focus on portfolio management, audit, and business strategy.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anastasios Adam's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 15, 2021 - Present

PAPAMARKOU WELLNER PERKIN ADVISORS

Office #1: 430 Park Avenue 17th Floor, New York, NY 10022

RIA

CRD#: 131796

New York, NY

Current

December 24, 2020 - Present

PAPAMARKOU WELLNER & CO., INC.

Office #1: 430 Park Avenue 17th Floor, New York, NY, 10022

CRD#: 10963

New York, NY

Past

September 2, 2015 - January 22, 2019

OPTIMA SECURITIES LLC

CRD#: 168881

NEW YORK, NY

Past

June 1, 2000 - August 20, 2001

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

November 28, 1997 - March 2, 2000

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

February 13, 1995 - September 1, 1998

SALOMON BROTHERS INC.

CRD#: 740

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PAPAMARKOU WELLNER PERKIN ADVISORS

PAPAMARKOU ASSET MANAGEMENT INCORPORATED | PAPAMARKOU WELLNER PERKIN ADVISORS | PAPAMARKOU WELLNER PERKIN | PAPAMARKOU WELLNER ASSET MANAGEMENT, INC.

CRD#: 131796 / SEC#: 801-63317

RIA

Registered Investment Advisory firm - (7/21/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(8/19/2021)

IAR

New York
(9/15/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 8/19/2021

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 22

Date: 9/2/2015

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 17

Date: 9/17/1994

Limited Registered Representative Examination

SRO Registrations

FINRA

Current Firm

PAPAMARKOU WELLNER PERKIN ADVISORS

PAPAMARKOU ASSET MANAGEMENT INCORPORATED | PAPAMARKOU WELLNER PERKIN ADVISORS | PAPAMARKOU WELLNER PERKIN | PAPAMARKOU WELLNER ASSET MANAGEMENT, INC.

CRD#: 131796 / SEC#: 801-63317

RIA

Registered Investment Advisory firm - (7/21/2004 Approved)

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Contact information

Main Address

430 Park Avenue 17th Floor, New York, NY 10022

Mailing Address

Phone number

(212) 223-2020

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PWAMI.FORM ADV PART 2.BROCHURE.7-15-2025 (7/16/2025)

Regulatory assets under management

Total Number of Accounts	113
AUM (Assets Under Management)	$ 357,020,170

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Anastasios Adam

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anastasios Adam's CRS (Customer Relationship Summary).

Certified licenses

Experience

PAPAMARKOU WELLNER & CO., INC.

OPTIMA SECURITIES LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CITIGROUP GLOBAL MARKETS INC.

SALOMON BROTHERS INC.

Primary Firm SEC Registration

PAPAMARKOU WELLNER PERKIN ADVISORS

State Registrations and Notice Filings

Exams

Series 63

Date: 8/19/2021

SIE

Date: 10/1/2018

Series 22

Date: 9/2/2015

Series 17

Date: 9/17/1994

FINRA

Current Firm

PAPAMARKOU WELLNER PERKIN ADVISORS

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PAPAMARKOU WELLNER PERKIN ADVISORS

TRUST BUT VERIFY

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