Donald Bryson Kurfees Jr

1.NAME OF OTHER BUSINESS: SAGEVIEW ADVISORY GROUP, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: ADVISORY BUSINESS, POSITION/TITLE/RELATIONSHIP: ADVISORY REPRESENTATIVE, START DATE: 03/2014, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: PROVIDE ADVISORY SERVICES; 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 03/2014, APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT, BRIEF DESCRIPTION OF DUTIES: SELLS LIFE AND ANNUITIES; 3. NAME OF OTHER BUSINESS: ROCKET PONY LLC, INVESTMENT RELATED: NO, ADDRESS: 2100 RIVERDALE SUITE 100 LITTLE ROCK, AR 72203, NATURE OF BUSINESS: COMMERCIAL BUILDING, START DATE: 2013, APX NUMBER OF HOURS PER WEEK: MINIMAL, APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL, BRIEF DESCRIPTION OF DUTIES: COMMERCIAL BUILDING; 4. KURFEES CAPITAL MANAGEMENT, LLC, INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, OUTSIDE RIA - ADVISORY BUSINESS, START 09/2000, 40HRS/WK (32.5 TRADING HOURS), ADVISORY REPRESENTATIVE; 5. DC AUTUMN LLC, NOT INVESTMENT RELATED, 600 AUTUMN RD., LITTLE ROCK, AR 72211, COMMERCIAL REAL ESTATE, START 12/31/2014, 0HRS/WK (NON-TRADING HOURS), COMMERCIAL REAL ESTATE INVESTMENT;