SK
Stephen J. Kinner
ASSETPOINT FINANCIAL
Arlington, VA 22209-3810
Some features on this profile are disabled
CRD#: 2542667
SK
Professional summary
Stephen John Kinner, who also goes by Steve Kinner, is a registered financial professional currently at ASSETPOINT FINANCIAL, LLC located in Arlington, Virginia.
Stephen is registered as a RR (Registered Representative) and started their career in finance in 1995. Stephen has worked at 4 firms and has passed the Series 63, Series 65, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Steve Kinner
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Stephen John Kinner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 27, 2015 - Present
ASSETPOINT FINANCIAL, LLC
Office #1: 1300 North 17th Street Suite 1800, Arlington, VA 22209-3810BD
CRD#: 168796
Arlington, VA
Past
October 7, 2004 - December 2, 2005
PROMONTORY INTERFINANCIAL NETWORK, LLC
BD
CRD#: 131353
ARLINGTON, VA
Past
January 7, 1999 - February 5, 2001
LPL FINANCIAL LLC
BD
CRD#: 6413
FORT MILL, SC
Past
April 5, 1995 - August 28, 1997
KEY INVESTMENTS INC.
BD
CRD#: 15873
CLEVELAND, OH
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/13/2015)
RR
Alaska(9/28/2015)
RR
Arizona(10/9/2015)
RR
Arkansas(10/29/2015)
RR
California(9/17/2015)
RR
Colorado(10/8/2015)
RR
Connecticut(1/29/2016)
RR
Delaware(11/23/2015)
RR
District of Columbia(10/2/2015)
RR
Florida(4/6/2016)
RR
Georgia(10/30/2015)
RR
Hawaii(10/27/2015)
RR
Idaho(9/17/2015)
RR
Illinois(11/2/2015)
RR
Indiana(2/5/2016)
RR
Iowa(9/17/2015)
RR
Kansas(10/23/2015)
RR
Kentucky(9/21/2015)
RR
Louisiana(9/21/2015)
RR
Maine(11/20/2015)
RR
Maryland(10/2/2015)
RR
Massachusetts(10/7/2015)
RR
Michigan(9/30/2015)
RR
Minnesota(9/17/2015)
RR
Mississippi(9/22/2015)
RR
Missouri(10/21/2015)
RR
Montana(9/22/2015)
RR
Nebraska(10/9/2015)
RR
Nevada(9/30/2015)
RR
New Hampshire(3/11/2016)
RR
New Jersey(2/29/2016)
RR
New Mexico(11/4/2015)
RR
New York(5/1/2015)
RR
North Carolina(11/24/2015)
RR
North Dakota(10/27/2015)
RR
Ohio(10/1/2015)
RR
Oklahoma(9/17/2015)
RR
Oregon(10/2/2015)
RR
Pennsylvania(9/28/2015)
RR
Puerto Rico(10/29/2015)
RR
Rhode Island(9/17/2015)
RR
South Carolina(10/27/2015)
RR
South Dakota(9/17/2015)
RR
Tennessee(2/6/2023)
RR
Texas(1/29/2016)
RR
Utah(9/21/2015)
RR
Vermont(10/27/2015)
RR
Virgin Islands(10/14/2015)
RR
Virginia(5/1/2015)
RR
Washington(10/2/2015)
RR
West Virginia(10/27/2015)
RR
Wisconsin(9/22/2015)
RR
Wyoming(9/30/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
AF
ASSETPOINT FINANCIAL, LLC
ASSETPOINT FINANCIAL, LLC
CRD#: 168796 / SEC#: , 8-69332
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
1300 North 17th Street Suite 1800, Arlington, VA 22209-3810
Mailing Address
1300 North 17th Street Suite 1800, Arlington, VA 22209-3810
Phone number
(703) 292-3400
Established
Delaware since 07/16/2013
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INTRAFI LLC (F/K/A INTRAFI NETWORK LLC) | MEMBER | |
| BERGIN, WILLIAM THOMAS | CHIEF COMPLIANCE OFFICER, AML COMPLIANCE OFFICER & EXECUTIVE REPRESENTATIVE | 3056261 |
| KINNER, STEPHEN JOHN | CHIEF EXECUTIVE OFFICER | 2542667 |
| PARISE, JANICE DRU | FINOP, PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER | 2338583 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
