Andrew L. Groat
Professional summary
Andrew Lewis Groat, who also goes by Andrew Groat, is a registered financial advisor currently at ALDEMAR RESEARCH CORPORATION located in Fayetteville, New York.
Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Andrew has worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Andrew Lewis Groat's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 15, 2015 - Present
ALDEMAR RESEARCH CORPORATION
January 8, 2015 - May 26, 2015
RIDGEWAY CONGER ADVISORY SERVICES
February 18, 2011 - December 31, 2014
RIDGEWAY CONGER ADVISORY SERVICES
February 17, 2011 - May 26, 2015
RIDGEWAY & CONGER, INC.
January 13, 2005 - February 25, 2011
RBC CAPITAL MARKETS, LLC
November 11, 2004 - February 25, 2011
RBC CAPITAL MARKETS, LLC
Primary Firm SEC Registration
ALDEMAR RESEARCH CORPORATION
CRD#: 178523 / SEC#: 801-112458
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/4/2021)
(5/15/2015)
Exams
Current Firm
ALDEMAR RESEARCH CORPORATION
CRD#: 178523 / SEC#: 801-112458
Contact information
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 110 |
| AUM (Assets Under Management) | $ 63,345,303 |
Red Flags
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