Thomas E. Ajello

CHINA RENAISSANCE SECURITIES (US)

NEW YORK, NY 10017

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CRD#: 2542229

Professional summary

Thomas Edward Ajello is a registered financial professional currently at CHINA RENAISSANCE SECURITIES (US) INC. located in New York, New York.

Thomas is registered as a RR (Registered Representative) and started their career in finance in 1998. Thomas has worked at 9 firms and has passed the Series 63, Series 57TO, Series 79TO, SIE, Series 55, Series 7 and Series 24 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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CRS (Client Relationship Summary) - BD

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Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 1, 2026 - Present

CHINA RENAISSANCE SECURITIES (US) INC.

Office #1: 295 Madison Avenue 18th Floor, New York, NY 10017

CRD#: 166318

NEW YORK, NY

Past

June 3, 2014 - June 10, 2026

CLSA AMERICAS, LLC

CRD#: 165533

NEW YORK, NY

Past

August 2, 2012 - May 23, 2014

WALL STREET ACCESS

CRD#: 10012

TINTON FALLS, NJ

Past

May 27, 2011 - July 24, 2012

RODMAN & RENSHAW, LLC

CRD#: 16415

JERSEY CITY, NJ

Past

January 15, 2008 - May 27, 2011

HUDSON SECURITIES,INC.

CRD#: 10467

JERSEY CITY, NJ

Past

March 10, 2005 - September 29, 2005

E*TRADE CLEARING LLC

CRD#: 25025

JERSEY CITY, NJ

Past

March 10, 2005 - January 25, 2008

G1 EXECUTION SERVICES, LLC

CRD#: 111528

NEW YORK, NY

Past

March 14, 2000 - February 22, 2005

UBS CAPITAL MARKETS L.P.

CRD#: 2692

STAMFORD, CT

Past

February 18, 1998 - October 8, 1999

INET ATS, INC.

CRD#: 20746

JERSEY CITY, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(7/1/2026)

New York
(7/1/2026)

Exams

State Security Law Exam

Series 63

Date: 2/26/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 3/25/2000

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 2/17/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/24/1998

General Securities Principal Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

SRO Registrations

New York Stock Exchange

Current Firm

CHINA RENAISSANCE SECURITIES (US) INC.

CRD#: 166318 / SEC#: , 8-69197

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

295 Madison Avenue 18th Floor, New York, NY 10017

Mailing Address

295 Madison Avenue 18th Floor, New York, NY 10017

Phone number

(212) 554-2960

Established

New York since 08/23/2012

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (31 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
CHINA RENAISSANCE HOLDINGS LIMITED	SOLE SHAREHOLDER
CHIN, PHYLLIS NYUK FAH	FINOP	6250921
GANZ, NICHOLAS THOMAS	GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER	1503100
HONG, JONATHAN DEAN	CHIEF EXECUTIVE OFFICER/PRESIDENT	3142100

Red Flags

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Firm Stability Insights

Thomas E. Ajello

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Thomas Edward Ajello's CRS (Customer Relationship Summary).

Certified licenses

Experience

CLSA AMERICAS, LLC

WALL STREET ACCESS

RODMAN & RENSHAW, LLC

HUDSON SECURITIES,INC.

E*TRADE CLEARING LLC

G1 EXECUTION SERVICES, LLC

UBS CAPITAL MARKETS L.P.

INET ATS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 2/26/1998

Series 57TO

Date: 1/2/2023

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 3/25/2000

Series 7

Date: 2/17/1998

Series 24

Date: 8/24/1998

FINRA

Nasdaq Stock Market

New York Stock Exchange

Current Firm

CHINA RENAISSANCE SECURITIES (US) INC.

Contact information

FINRA licenses (31 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

CHINA RENAISSANCE SECURITIES (US) INC.

TRUST BUT VERIFY

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