Lee R. Bittengle

AVATAR SECURITIES

Chicago, IL 60606

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CRD#: 2542186

Professional summary

Lee R Bittengle, who also goes by Lee Robert Bittengle, Lee Bittengle, is a registered financial professional currently at AVATAR SECURITIES, LLC located in Chicago, Illinois.

Lee is registered as a RR (Registered Representative) and started their career in finance in 2005. Lee has worked at 6 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 3 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Lee Robert Bittengle | Lee Bittengle

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Lee R Bittengle's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 4, 2019 - Present

AVATAR SECURITIES, LLC

Office #1: 300 South Wacker Suite 610, Chicago, IL 60606

CRD#: 147763

Chicago, IL

Past

October 21, 2019 - October 31, 2019

T3 TRADING GROUP, LLC

CRD#: 154431

NEW YORK, NY

Past

December 22, 2015 - October 18, 2019

T3 TRADING GROUP, LLC

CRD#: 154431

NEW YORK, NY

Past

June 25, 2014 - July 24, 2014

WTS PROPRIETARY TRADING GROUP LLC

CRD#: 148117

NEW YORK, NY

Past

April 20, 2006 - June 16, 2014

G-2 TRADING,LLC

CRD#: 44018

NEW YORK, NY

Past

August 15, 2005 - November 15, 2005

SANDERS MORRIS LLC

CRD#: 20580

HOUSTON, TX

Past

August 3, 2005 - August 10, 2005

CENTURION SECURITIES L.L.C.

CRD#: 120419

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 8/25/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 9/8/2005

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 5/2/2005

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 9/12/1994

National Commodity Futures Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq PHLX LLC

Current Firm

AVATAR SECURITIES, LLC

CRD#: 147763 / SEC#: , 8-67932

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

148 Madison Ave 5th Floor, New York, NY 10016

Mailing Address

148 Madison Ave 5th Floor, New York, NY 10016

Phone number

(212) 217-2800

Established

Delaware since 05/14/2008

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
AVATAR TRADING GROUP, LLC	HOLDING CO.
DEETER, MISHA BODHI	MEMBER	5132163
BROWSKI, ANDREW CHARLES	CHIEF COMPLIANCE OFFICER/PRINCIPAL OPERATIONS OFFICER	5778834
HOLLAND, RAYMOND F	CO-MANAGING MEMBER	5509397
KATHWARI, OMAR FAROOQ	CO-MANAGING MEMBER	5509343
SLOAN NOWAK, JACQUELINE LEE	FINOP/PRINCIPAL FINANCIAL OFFICER	2717305

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Advisor Monitoring

Firm Stability Insights

Lee R. Bittengle

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Lee R Bittengle's CRS (Customer Relationship Summary).

Certified licenses

Experience

T3 TRADING GROUP, LLC

T3 TRADING GROUP, LLC

WTS PROPRIETARY TRADING GROUP LLC

G-2 TRADING,LLC

SANDERS MORRIS LLC

CENTURION SECURITIES L.L.C.

State Registrations and Notice Filings

Exams

Series 63

Date: 8/25/2005

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 9/8/2005

Series 7

Date: 5/2/2005

Series 3

Date: 9/12/1994

FINRA

Nasdaq PHLX LLC

Current Firm

AVATAR SECURITIES, LLC

Contact information

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

AVATAR SECURITIES, LLC

TRUST BUT VERIFY

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