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LB

Lee R. Bittengle

AVATAR SECURITIES
New York, NY 10016
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CRD#: 2542186
LB

Professional summary


Lee R Bittengle, who also goes by Lee Robert Bittengle, Lee Bittengle, is a registered financial professional currently at AVATAR SECURITIES, LLC located in New York, New York.

Lee is registered as a RR (Registered Representative) and started their career in finance in 2005. Lee has worked at 6 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 3 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Lee Robert Bittengle | Lee Bittengle

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Lee R Bittengle's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

October 4, 2019 - Present

AVATAR SECURITIES, LLC

Office #1: 148 Madison Ave 5th Floor, New York, NY 10016
BD
CRD#: 147763
New York, NY
Past

October 21, 2019 - October 31, 2019

T3 TRADING GROUP, LLC

BD
CRD#: 154431
NEW YORK, NY
Past

December 22, 2015 - October 18, 2019

T3 TRADING GROUP, LLC

BD
CRD#: 154431
NEW YORK, NY
Past

June 25, 2014 - July 24, 2014

WTS PROPRIETARY TRADING GROUP LLC

BD
CRD#: 148117
NEW YORK, NY
Past

April 20, 2006 - June 16, 2014

G-2 TRADING,LLC

BD
CRD#: 44018
NEW YORK, NY
Past

August 15, 2005 - November 15, 2005

SANDERS MORRIS LLC

BD
CRD#: 20580
HOUSTON, TX
Past

August 3, 2005 - August 10, 2005

CENTURION SECURITIES L.L.C.

BD
CRD#: 120419
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 8/25/2005
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 9/8/2005
Limited Representative-Equity Trader Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq PHLX LLC

Current Firm


AS
AVATAR SECURITIES, LLC
AVATAR SECURITIES, LLC

CRD#: 147763 / SEC#: , 8-67932

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
148 Madison Ave 5th Floor, New York, NY 10016
Mailing Address
148 Madison Ave 5th Floor, New York, NY 10016
Phone number
(212) 217-2800
Established
Delaware since 05/14/2008
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
AVATAR TRADING GROUP, LLCHOLDING CO.
DEETER, MISHA BODHIMEMBER5132163
BROWSKI, ANDREW CHARLESCHIEF COMPLIANCE OFFICER/PRINCIPAL OPERATIONS OFFICER5778834
HOLLAND, RAYMOND FCO-MANAGING MEMBER5509397
KATHWARI, OMAR FAROOQCO-MANAGING MEMBER5509343
SLOAN NOWAK, JACQUELINE LEEFINOP/PRINCIPAL FINANCIAL OFFICER2717305

Disclosures


Regulatory Event1

Red Flags


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Company Information


AVATAR SECURITIES, LLC

CRD#: 147763New York, NY 10016

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