Evan S. Templeton
Professional summary
Evan Seth Templeton, who also goes by Templeton Seth Evan Seth, Evan S Templeton, is a registered financial professional currently at ALDWYCH SECURITIES LLC located in Stamford, Connecticut.
Evan is registered as a RR (Registered Representative) and started their career in finance in 1996. Evan has worked at 7 firms and has passed the Series 63, SIE, Series 87, Series 86 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Evan Seth Templeton's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 11, 2020 - Present
ALDWYCH SECURITIES LLC
Office #1: 70 Seaview Avenue, Stamford, CT 06902Office #2: 208 Harbor Drive Suite 204, Stamford, CT 06902March 29, 2007 - June 3, 2013
JEFFERIES HIGH YIELD TRADING, LLC
April 4, 2005 - April 9, 2019
JEFFERIES LLC
January 14, 2005 - April 26, 2005
RBC CAPITAL MARKETS, LLC
April 12, 2000 - January 24, 2005
RBC CAPITAL MARKETS CORPORATION
June 9, 1997 - April 10, 2000
ROBERTSON STEPHENS, INC.
February 28, 1996 - June 27, 1997
J.P. MORGAN SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/2/2022)
Exams
FINRA
Current Firm
ALDWYCH SECURITIES LLC
CRD#: 167980 / SEC#: , 8-69286
Contact information
FINRA licenses (2 States and Territories)
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
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