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KK

Kenneth G. Kilpo

WINDWARD CAPITAL MANAGEMENT CO
LOS ANGELES, CA 90025
Some features on this profile are disabled
CRD#: 2541429
KK

Professional summary

Kenneth Glen Kilpo is a registered financial advisor currently at WINDWARD CAPITAL MANAGEMENT CO located in Los Angeles, California and S.L. REED & COMPANY located in Los Angeles, California.

Kenneth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Kenneth has worked at 5 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 31, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
WINDWARD CAPITAL MANAGEMENT COMPANY. THIS IS AN INVESTMENT ADVISER AT 11111 Santa Monica Boulevard, SUITE 1200, Los Angeles, CA 90024, WHERE I AM A Managing DIRECTOR

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Glen Kilpo's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 18, 2003 - Present

WINDWARD CAPITAL MANAGEMENT CO

Office #1: 11111 Santa Monica Boulevard Suite 1200, Los Angeles, CA 90025
RIA
CRD#: 106908
LOS ANGELES, CA
Current

April 12, 2000 - Present

S.L. REED & COMPANY

Office #1: 11111 Santa Monica Boulevard Suite 1200, Los Angeles, CA 90025-3346Office #2: 11111 Santa Monica Boulevard Suite 1200, Los Angeles, CA 90025-3346
BD
CRD#: 40744
Los Angeles, CA
Past

September 1, 1999 - April 10, 2000

WAMU INVESTMENTS, INC.

BD
CRD#: 599
IRVINE, CA
Past

September 3, 1998 - June 1, 1999

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

September 21, 1994 - August 3, 1998

NATIONAL CLEARING CORP.

BD
CRD#: 14343
SHERMAN OAKS, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WC
WINDWARD CAPITAL MANAGEMENT CO
WINDWARD CAPITAL MANAGEMENT CO

CRD#: 106908 / SEC#: 801-50819

RIA
Registered Investment Advisory firm - (12/14/1995 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(4/12/2000)
IAR
California
(8/18/2003)
RR
Massachusetts
(8/18/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 9/16/1998
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 9/23/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 10/26/1998
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 9/20/1994
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/6/1995
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

WC
WINDWARD CAPITAL MANAGEMENT CO
WINDWARD CAPITAL MANAGEMENT CO

CRD#: 106908 / SEC#: 801-50819

RIA
Registered Investment Advisory firm - (12/14/1995 Approved)
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Contact information

Main Address
11111 Santa Monica Boulevard Suite 1200, Los Angeles, CA 90025
Mailing Address
Phone number
(310) 893-3000
Established
Firm type
Fiscal year end
# of Employees
8

SEC notice filing (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A-B DATED 060523 (8/18/2025)

Regulatory assets under management

Total Number of Accounts207
AUM (Assets Under Management)$ 1,326,123,739

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WINDWARD CAPITAL MANAGEMENT CO

CRD#: 106908Los Angeles, CA 90025

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