Gwendolyn Scott
Professional summary
Gwendolyn Scott, who also goes by Gwendolyn Matthews, is a registered financial professional currently at PURSHE KAPLAN STERLING INVESTMENTS located in Albany, New York.
Gwendolyn is registered as a RR (Registered Representative) and started their career in finance in 1998. Gwendolyn has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gwendolyn Scott's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 15, 2025 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 80 State Street, Albany, NY 12207Office #2: 3715 Northside Parkway Building 300, Suite 700, Atlanta, GA 30327June 8, 2021 - April 15, 2025
LPL FINANCIAL LLC
March 24, 2008 - June 11, 2021
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
November 29, 2006 - February 8, 2008
ESSEX NATIONAL SECURITIES, LLC
March 16, 1999 - December 1, 2006
CUSO FINANCIAL SERVICES, L.P.
June 5, 1998 - February 24, 1999
FIDELITY NATIONAL CAPITAL INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/15/2025)
Exams
FINRA
Current Firm
PURSHE KAPLAN STERLING INVESTMENTS
CRD#: 35747 / SEC#: , 8-46844
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
Red Flags
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Company Information
PURSHE KAPLAN STERLING INVESTMENTS
CRD#: 35747Albany, NY 12207TRUST BUT VERIFY
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