David Riedel
Professional Summary
David Riedel is a registered financial advisor currently at ARC GROUP SECURITIES LLC located in Tempe, Arizona. David is registered as a RR (Registered Representative) and started their career in finance in 1994. David has worked at 3 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 87, Series 86, Series 7, Series 14 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
32 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
ARC GROUP SECURITIES LLC | OBJECTIVE EQUITY, LLC
Contact Information
Main Address
398 S Mill Avenue Suite 306, Tempe, AZ 85281Mailing Address
398 S Mill Avenue Suite 306, Tempe, AZ 85281Phone Number
(928) 625-0928Established
New York since 04/06/2004Firm Type
Limited Liability CompanyFiscal Year End
SeptemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(11/3/2025)
(7/5/2022)
(1/14/2026)
(2/19/2026)
(2/2/2026)
(2/25/2026)
(1/6/2026)
(8/27/2025)
(1/9/2026)
(1/9/2026)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jun 2022About the Series 79TO examSeries 87 — Research Analyst Exam - Part II Regulations Module
Passed Nov 2004About the Series 87 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view David Riedel's CRS (Customer Relationship Summary).
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