David Riedel

ARC GROUP SECURITIES LLC

Greenbrae, CA 94904

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CRD#: 2541129

Professional summary

David Riedel is a registered financial professional currently at ARC GROUP SECURITIES LLC located in Greenbrae, California.

David is registered as a RR (Registered Representative) and started their career in finance in 1994. David has worked at 3 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 87, Series 86, Series 7, Series 14 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David Riedel's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 4, 2005 - Present

ARC GROUP SECURITIES LLC

Office #1: 380 Bretano Way, Greenbrae, CA 94904

CRD#: 132026

Greenbrae, CA

Past

November 29, 1997 - December 31, 2002

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

September 27, 1994 - September 1, 1998

SALOMON BROTHERS INC.

CRD#: 740

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(11/3/2025)

California
(7/5/2022)

New York
(8/27/2025)

Exams

State Security Law Exam

Series 63

Date: 5/23/2022

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 79TO

Date: 6/21/2022

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 87

Date: 11/4/2004

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 86

Date: 9/13/2004

Research Analyst Exam - Part I Analysis Module

General Industry/Product Exam

Series 7

Date: 9/26/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 14

Date: 1/2/2023

Compliance Officer Examination

Principal/Supervisory Exam

Series 24

Date: 10/14/2004

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

ARC GROUP SECURITIES LLC

ARC GROUP SECURITIES LLC | OBJECTIVE EQUITY, LLC

CRD#: 132026 / SEC#: , 8-66541

Broker-Dealer Firm Regulated by FINRA (San Francisco district office)

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Contact information

Main Address

380 Bretano Way, Greenbrae, CA 94904

Mailing Address

380 Bretano Way, Greenbrae, CA 94904

Phone number

(212) 334-6365

Established

New York since 04/06/2004

Firm type

Limited Liability Company

Fiscal year end

September

Firm Size

Small

# of Employees

FINRA licenses (21 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
ARC GROUP US HOLDINGS, LLC	MEMBER
FLEISCHMAN, SAMUEL JAY	CCO	1860709
HANNA, IAN LEE	CEO	7922113
MEGENITY, MELANIE PROCTOR	FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER	4465319
RIEDEL, DAVID	PRESIDENT/COO	2541129

Disclosures

Regulatory Event

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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David Riedel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David Riedel's CRS (Customer Relationship Summary).

Certified licenses

Experience

CITIGROUP GLOBAL MARKETS INC.

SALOMON BROTHERS INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 5/23/2022

Series 99TO

Date: 1/2/2023

Series 79TO

Date: 6/21/2022

SIE

Date: 10/1/2018

Series 87

Date: 11/4/2004

Series 86

Date: 9/13/2004

Series 7

Date: 9/26/1994

Series 14

Date: 1/2/2023

Series 24

Date: 10/14/2004

FINRA

Current Firm

ARC GROUP SECURITIES LLC

Contact information

FINRA licenses (21 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

ARC GROUP SECURITIES LLC

TRUST BUT VERIFY

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