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Alychandra M. Mcfarlane

WEALTHFOLIO ADVISORS LLC
Long Beach, CA 90802
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CRD#: 2540537
AM

Professional summary


Alychandra Mignon Mcfarlane, who also goes by Aly Mcfarlane, Alychandra M Mcfarlane, is a registered financial advisor currently at WEALTHFOLIO ADVISORS LLC located in Long Beach, California.

Alychandra is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Alychandra has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Aly Mcfarlane | Alychandra M Mcfarlane

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Alychandra Mignon McFarlane is the Co-Owner/President of an IT consulting firm. She does not receive commissions from this position. She will not offer clients any services of products from this outside business activity. Alychandra Mignon McFarlane is an independent licensed insurance agent, and from time to time, will offer clients advice or products from those activities. Clients should be aware that these services pay a commission or other compensation and involve a conflict of interest, as commissionable products conflict with the fiduciary duties of a registered investment adviser. WFA always acts in the best interest of the client; including the sale of commissionable products to advisory clients. Clients are in no way required to utilize the services of any representative of WFA in connection with such individual's activities outside of WFA.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Alychandra Mignon Mcfarlane's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 14, 2019 - Present

WEALTHFOLIO ADVISORS LLC

Office #1: 111 W Ocean Blvd Suite 400, Long Beach, CA 90802
RIA
CRD#: 298857
Long Beach, CA
Past

May 15, 2001 - December 4, 2006

WELLS FARGO INVESTMENTS, LLC

RIA
CRD#: 10582
SAN LEANDRO, CA
Past

May 2, 2001 - December 4, 2006

WELLS FARGO INVESTMENTS, LLC

BD
CRD#: 10582
SAN LEANDRO, CA
Past

December 3, 1998 - May 2, 2001

WELLS FARGO SECURITIES INC.

BD
CRD#: 17438
SAN FRANCISCO, CA
Past

November 11, 1997 - December 10, 1998

CITICORP INVESTMENT SERVICES

BD
CRD#: 23988
LONG ISLAND CITY, NY
Past

April 18, 1995 - December 2, 1997

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(1/14/2019)

Exams


State Security Law Exam
IAR
Series 65
Date: 10/29/2018
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 31
Date: 4/21/1995
Futures Managed Funds Examination
General Industry/Product Exam

Current Firm


WA
WEALTHFOLIO ADVISORS LLC
WEALTHFOLIO ADVISORS LLC

CRD#: 298857 / SEC#:

California
Registered Investment Advisory firm - (1/14/2019 Approved)
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Contact information


Main Address
645 First Street West Suite B, Sonoma, CA 95476
Mailing Address
Phone number
(707) 721-6857
Established
Firm type
Fiscal year end
# of Employees
2

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts204
AUM (Assets Under Management)$ 37,319,570

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


WEALTHFOLIO ADVISORS LLC

CRD#: 298857Long Beach, CA 90802

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